| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Series M Cumulative Preferred Shares | 5,350,000 | $53,500,000 | $10.00 | 26 Dec 2025 | Direct |
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Series M Cumulative Preferred Shares | 3,600,000 | $36,000,000 | $10.00 | 26 Dec 2025 | GAMCO Investors, Inc. |
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Series M Cumulative Preferred Shares | 3,500,000 | $35,000,000 | $10.00 | 26 Dec 2025 | Associated Capital Group, Inc. |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 2,678,111 | $31,232,934 | $11.66 | 10 Jan 2025 | Direct |
| GAMCO INVESTORS, INC. ET AL | Chairman & CEO, Director, 10%+ Owner | Class A Common Stock | 1,840,651 | $29,450,416 | $16.00 | 17 May 2021 | By: Associated Capital Group, Inc. |
| GDL FUND | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 2,748,777 | $23,062,239 | $8.39 | 09 Jan 2026 | Direct |
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Series M Cumulative Preferred Shares | 1,700,000 | $17,000,000 | $10.00 | 26 Dec 2025 | GGCP, Inc. |
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 626,000 | $16,814,360 | $26.86 | 18 Nov 2025 | Associated Capital Group, Inc. |
| GDL FUND | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 1,846,636 | $15,640,822 | $8.47 | 09 Jan 2026 | Associated Capital Group, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series G Cumulative Preferred Shares | 1,500,000 | $15,000,000 | $10.00 | 26 Dec 2025 | Associated Capital Group, Inc. |
| GAMCO INVESTORS, INC. ET AL | Chairman & CEO, Director, 10%+ Owner | Class A Common Stock | 816,501 | $13,064,016 | $16.00 | 14 May 2021 | By: Gabelli & Company Investment Advisers, Inc. |
| M-tron Industries, Inc. | 10%+ Owner | Common Stock | 171,200 | $10,290,627 | $60.11 | 19 Nov 2024 | By: GGCP, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series E Cumulative Preferred Shares | 1,000,000 | $10,000,000 | $10.00 | 26 Dec 2025 | Direct |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series E Cumulative Preferred Shares | 750,000 | $7,500,000 | $10.00 | 26 Sep 2025 | Direct |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series E Cumulative Preferred Shares | 700,000 | $7,000,000 | $10.00 | 26 Dec 2025 | Associated Capital Group, Inc. |
| M-tron Industries, Inc. | 10%+ Owner | Common Stock | 110,171 | $6,622,247 | $60.11 | 19 Nov 2024 | Direct |
| GABELLI EQUITY TRUST INC | Director, Control Person of Adviser, 10%+ Owner | Series Q Cumulative Preferred Shares | 500,000 | $5,000,000 | $10.00 | 26 Dec 2025 | GAMCO Investors, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series G Cumulative Preferred Shares | 500,000 | $5,000,000 | $10.00 | 26 Dec 2025 | GAMCO Investors, Inc. |
| GABELLI UTILITY TRUST | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 953,866 | $4,769,330 | $5.00 | 25 Oct 2024 | Direct |
| GABELLI MULTIMEDIA TRUST INC. | Director, Control Person of Adviser | Common Stock, Par Value $0.001 | 1,133,396 | $4,760,263 | $4.20 | 11 Dec 2025 | GGCP, Inc. |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | Control Person of Adviser | Common Stock, Par Value $0.001 | 1,089,000 | $4,628,250 | $4.25 | 10 Nov 2025 | GGCP, Inc. |
| MachTen, Inc. | 10%+ Owner | Common Stock | 724,250 | $4,164,438 | $5.75 | 05 Dec 2023 | Direct |
| GABELLI MULTIMEDIA TRUST INC. | Director, Control Person of Adviser | Common Stock, Par Value $0.001 | 1,020,654 | $4,113,235 | $4.03 | 11 Dec 2025 | Direct |
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 145,812 | $3,916,510 | $26.86 | 18 Nov 2025 | Direct |
| GABELLI GLOBAL UTILITY & INCOME TRUST | Control Person of Adviser | Series B Cumulative Puttable and Callable Preferred Shares | 76,000 | $3,800,000 | $50.00 | 26 Dec 2023 | Associated Capital Group, Inc. |
| LGL GROUP INC | 10%+ Owner | Common Stock | 572,324 | $3,302,309 | $5.77 | 16 Jan 2026 | By: GGCP, Inc. |
| LGL GROUP INC | 10%+ Owner | Common Stock | 670,668 | $3,185,673 | $4.75 | 16 Jan 2026 | Direct |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 316,026 | $3,027,529 | $9.58 | 12 Jan 2026 | GGCP, Inc. |
| BANCROFT FUND LTD | Director, Control Person of Adviser | Common Shares | 131,000 | $2,895,100 | $22.10 | 05 Jan 2026 | Direct |
| GAMCO Natural Resources, Gold & Income Trust | Control Person of Adviser, 10%+ Owner | Series B Cumulative Preferred Shares | 250,000 | $2,500,000 | $10.00 | 26 Jun 2025 | GAMCO Investors, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 239,425 | $2,305,638 | $9.63 | 12 Jan 2026 | Direct |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | Control Person of Adviser | Common Stock, Par Value $0.001 | 486,501 | $2,085,143 | $4.29 | 10 Nov 2025 | Direct |
| GDL FUND | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 242,000 | $2,049,715 | $8.47 | 09 Jan 2026 | GGCP, Inc. |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series E Cumulative Preferred Shares | 200,000 | $2,000,000 | $10.00 | 26 Sep 2025 | Associated Capital Group, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series E Cumulative Preferred Shares | 200,000 | $2,000,000 | $10.00 | 26 Dec 2025 | GGCP, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series G Cumulative Preferred Shares | 200,000 | $2,000,000 | $10.00 | 26 Dec 2025 | Direct |
| GAMCO Natural Resources, Gold & Income Trust | Control Person of Adviser, 10%+ Owner | Series B Cumulative Preferred Shares | 190,000 | $1,900,000 | $10.00 | 26 Jun 2025 | Associated Capital Group, Inc. |
| GABELLI MULTIMEDIA TRUST INC. | Director, Control Person of Adviser | Common Stock, Par Value $0.001 | 432,582 | $1,743,305 | $4.03 | 11 Dec 2025 | Associated Capital Group, Inc. |
| GABELLI EQUITY TRUST INC | Director, Control Person of Adviser, 10%+ Owner | Series Q Cumulative Preferred Shares | 167,500 | $1,675,000 | $10.00 | 26 Dec 2025 | Direct |
| GABELLI UTILITY TRUST | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 331,023 | $1,655,115 | $5.00 | 25 Oct 2024 | GGCP, Inc. |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | Control Person of Adviser | Common Stock, Par Value $0.001 | 323,325 | $1,374,131 | $4.25 | 10 Nov 2025 | Associated Capital Group, Inc. |
| ELLSWORTH GROWTH & INCOME FUND LTD | Director, Control Person of Adviser | Series B Cumulative Preferred Shares | 125,000 | $1,250,000 | $10.00 | 26 Jun 2025 | Associated Capital Group, Inc. |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 27,152 | $1,179,754 | $43.45 | 28 May 2025 | Direct |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 24,800 | $1,048,904 | $42.29 | 03 Jul 2024 | Direct |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series E Cumulative Preferred Shares | 100,000 | $1,000,000 | $10.00 | 26 Sep 2025 | CIBL, Inc. |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series E Cumulative Preferred Shares | 100,000 | $1,000,000 | $10.00 | 26 Sep 2025 | GGCP, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Series E Cumulative Preferred Shares | 100,000 | $1,000,000 | $10.00 | 26 Dec 2025 | MJG Associates |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 82,711 | $964,600 | $11.66 | 10 Jan 2025 | Associated Capital Group, Inc. |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 20,000 | $880,600 | $44.03 | 23 May 2025 | By: Limited Partnership IV |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 20,000 | $845,890 | $42.29 | 03 Jul 2024 | By: Limited Partnership IV |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 15,000 | $660,450 | $44.03 | 23 May 2025 | By: Limited Partnership I |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 15,000 | $634,418 | $42.29 | 03 Jul 2024 | By: Limited Partnership I |
| BANCROFT FUND LTD | Director, Control Person of Adviser | Common Shares | 25,700 | $571,953 | $22.26 | 05 Jan 2026 | Associated Capital Group, Inc. |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 12,500 | $550,375 | $44.03 | 23 May 2025 | By: Limited Partnership II |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 45,586 | $531,638 | $11.66 | 13 Jan 2025 | GGCP, Inc. |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 12,500 | $528,681 | $42.29 | 03 Jul 2024 | By: Limited Partnership II |
| GDL FUND | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 57,252 | $484,918 | $8.47 | 09 Jan 2026 | GAMCO Investors, Inc. |
| GDL FUND | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 48,000 | $406,555 | $8.47 | 09 Jan 2026 | GPJ Retirement Partners |
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 15,000 | $397,341 | $26.49 | 18 Nov 2025 | GGCP, Inc. |
| GAMCO INVESTORS, INC. ET AL | Chairman & CEO, Director, 10%+ Owner | Class A Common Stock | 21,006 | $336,096 | $16.00 | 14 May 2021 | By: GGCP, Inc. |
| ELLSWORTH GROWTH & INCOME FUND LTD | Director, Control Person of Adviser | Series B Cumulative Preferred Shares | 20,000 | $200,000 | $10.00 | 26 Jun 2025 | Direct |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 3,800 | $167,314 | $44.03 | 23 May 2025 | By: Limited Partnership III |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 3,800 | $160,719 | $42.29 | 03 Jul 2024 | By: Limited Partnership III |
| GAMCO INVESTORS, INC. ET AL | Chairman & CEO, Director, 10%+ Owner | Class A Common Stock | 8,642 | $138,272 | $16.00 | 14 May 2021 | Direct |
| GABELLI MULTIMEDIA TRUST INC. | Director, Control Person of Adviser | Common Stock, Par Value $0.001 | 33,500 | $135,005 | $4.03 | 11 Dec 2025 | GPJ Retirement Partners |
| GABELLI MULTIMEDIA TRUST INC. | Director, Control Person of Adviser | Common Stock, Par Value $0.001 | 31,000 | $124,930 | $4.03 | 11 Dec 2025 | GAMCO Investors, Inc. |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 2,800 | $123,284 | $44.03 | 23 May 2025 | By: Limited Partnership V |
| Atlanta Braves Holdings, Inc. | 10%+ Owner | Series A Common Stock | 2,500 | $105,736 | $42.29 | 03 Jul 2024 | By: Limited Partnership V |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 10,000 | $95,800 | $9.58 | 12 Jan 2026 | Associated Capital Group, Inc. |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | Control Person of Adviser | Common Stock, Par Value $0.001 | 17,575 | $74,693 | $4.25 | 10 Nov 2025 | Gabelli & Company Investment Advisers, Inc. |
| GDL FUND | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 7,364 | $62,372 | $8.47 | 09 Jan 2026 | Gabelli & Company Investment Advisers, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 6,380 | $61,438 | $9.63 | 12 Jan 2026 | GPJ Retirement Partners |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Common Shares, Par Value $0.001 | 4,145 | $48,340 | $11.66 | 10 Jan 2025 | Gabelli & Company Investment Advisers, Inc. |
| Gabelli Healthcare & WellnessRx Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 3,000 | $28,889 | $9.63 | 12 Jan 2026 | Trust Account |
| GABELLI MULTIMEDIA TRUST INC. | Director, Control Person of Adviser | Common Stock, Par Value $0.001 | 2,918 | $11,759 | $4.03 | 11 Dec 2025 | Gabelli & Company Investment Advisers, Inc. |
| GABELLI EQUITY TRUST INC | Director, Control Person of Adviser, 10%+ Owner | Series N Cumulative Preferred Stock | 0 | $0 | $100.00 | 26 Dec 2025 | Direct |
| GABELLI EQUITY TRUST INC | Director, Control Person of Adviser, 10%+ Owner | Series N Cumulative Preferred Stock | 0 | $0 | $100.00 | 26 Dec 2025 | GAMCO Investors, Inc. |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series B Cumulative Preferred Shares | 0 | $0 | $10.00 | 26 Sep 2025 | Associated Capital Group, Inc. |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series B Cumulative Preferred Shares | 0 | $0 | $10.00 | 26 Sep 2025 | Direct |
| Gabelli Global Small & Mid Cap Value Trust | Director, Control Person of Adviser, 10%+ Owner | Series B Cumulative Preferred Shares | 0 | $0 | $10.00 | 26 Sep 2025 | GGCP, Inc. |
| GABELLI GLOBAL UTILITY & INCOME TRUST | Control Person of Adviser | Series B Cumulative Puttable and Callable Preferred Share | 0 | $0 | $50.00 | 26 Dec 2024 | Associated Capital Group, Inc. |
| GAMCO Natural Resources, Gold & Income Trust | Control Person of Adviser, 10%+ Owner | Series B Cumulative Preferred Shares | 0 | $0 | $10.00 | 26 Jun 2025 | Direct |
| Associated Capital Group, Inc. | Executive Chairman, Director, 10%+ Owner | Class B Common Stock | 18,425,673 | 07 Mar 2023 | Indirect | ||
| GAMCO INVESTORS, INC. ET AL | Chairman & CEO, Director, 10%+ Owner | Class B Common Stock | 18,313,741 | 14 May 2021 | By: GGCP Holdings, LLC | ||
| GAMCO INVESTORS, INC. ET AL | Chairman & CEO, Director, 10%+ Owner | Class B Common Stock | 453,295 | 14 May 2021 | Direct | ||
| GABELLI DIVIDEND & INCOME TRUST | Director, Control Person of Adviser, 10%+ Owner | Series M Cumulative Preferred Shares | 80,000 | 26 Dec 2025 | GPJ Retirement Partners | ||
| Associated Capital Group, Inc. | Executive Chairman, Director, 10%+ Owner | Class A Common Stock | 77,165 | 07 Mar 2023 | By: GCCP, Inc. | ||
| Associated Capital Group, Inc. | Executive Chairman, Director, 10%+ Owner | Class A Common Stock | 77,165 | 07 Mar 2023 | By: GGCP, Inc. | ||
| Associated Capital Group, Inc. | Executive Chairman, Director, 10%+ Owner | Class A Common Stock | 5,000 | 07 Mar 2023 | Direct | ||
| GABELLI GLOBAL UTILITY & INCOME TRUST | Control Person of Adviser | Series B Cumulative Puttable and Callable Preferred Shares | 0 | $50.00 | 26 Dec 2023 | GAMCO Investors, Inc. | |
| Gabelli Go Anywhere Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 0 | $16.76 | 30 Sep 2021 | Associated Capital Group, Inc. | |
| Gabelli Go Anywhere Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 0 | $16.76 | 30 Sep 2021 | Direct | |
| Gabelli Go Anywhere Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 0 | $16.76 | 30 Sep 2021 | E3M 2016, LLC | |
| Gabelli Go Anywhere Trust | Director, Control Person of Adviser | Common Shares, Par Value $0.001 | 0 | $16.76 | 30 Sep 2021 | MJG IV Limited Partnership | |
| Gabelli Go Anywhere Trust | Director, Control Person of Adviser | Series A Cumulative Puttable and Callable Preferred Shares | 0 | $40.00 | 27 Sep 2021 | Associated Capital Group, Inc. |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| LGL | LGL GROUP INC | 16 Jan 2026 | 1 | +$807,467 | 4 | 10%+ Owner | 22 Jan 2026, 16:54 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 12 Jan 2026 | 2 | +$46,080 | 4 | Director, Control Person of Adviser | 14 Jan 2026, 11:37 |
| GDL | GDL FUND | 09 Jan 2026 | 1 | -$6,712 | 4 | Director, Control Person of Adviser, 10%+ Owner | 13 Jan 2026, 13:46 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 08 Jan 2026 | 1 | +$9,484 | 4 | Director, Control Person of Adviser | 12 Jan 2026, 14:18 |
| BCV | BANCROFT FUND LTD | 05 Jan 2026 | 1 | -$28,932 | 4 | Director, Control Person of Adviser | 07 Jan 2026, 13:40 |
| LGL | LGL GROUP INC | 30 Dec 2025 | 1 | +$453,088 | 4 | 10%+ Owner | 31 Dec 2025, 08:13 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 26 Dec 2025 | 5 | +$16,000,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 02 Jan 2026, 17:34 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 26 Dec 2025 | 4 | +$58,185,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 31 Dec 2025, 15:40 |
| GAB | GABELLI EQUITY TRUST INC | 26 Dec 2025 | 2 | +$6,675,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Dec 2025, 20:48 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 26 Dec 2025 | 2 | -$4,000,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Dec 2025, 15:26 |
| GAB | GABELLI EQUITY TRUST INC | 26 Dec 2025 | 2 | -$6,675,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Dec 2025, 12:53 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 11 Dec 2025 | 1 | -$37,800 | 4 | Director, Control Person of Adviser | 15 Dec 2025, 15:47 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 09 Dec 2025 | 2 | -$75,255 | 4/A | Director, Control Person of Adviser | 12 Dec 2025, 15:44 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 05 Dec 2025 | 2 | -$45,872 | 4 | Director, Control Person of Adviser | 09 Dec 2025, 15:46 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 03 Dec 2025 | 1 | +$24,219 | 4 | Director, Control Person of Adviser | 04 Dec 2025, 14:14 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 18 Nov 2025 | 1 | +$132,447 | 4 | Director, Control Person of Adviser | 20 Nov 2025, 13:42 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 10 Nov 2025 | 1 | +$214,300 | 4 | Control Person of Adviser | 19 Nov 2025, 14:33 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 30 Oct 2025 | 1 | +$18,322,380 | 4 | Director, Control Person of Adviser, 10%+ Owner | 05 Nov 2025, 19:19 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 27 Oct 2025 | 1 | +$125,138 | 4 | Director, Control Person of Adviser | 28 Oct 2025, 15:59 |
| BCV | BANCROFT FUND LTD | 20 Oct 2025 | 1 | -$23,426 | 4 | Director, Control Person of Adviser | 21 Oct 2025, 14:34 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 26 Sep 2025 | 4 | +$11,500,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Sep 2025, 16:30 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 26 Sep 2025 | 3 | -$6,323,960 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Sep 2025, 13:40 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 02 Sep 2025 | 1 | +$644 | 4 | Director, Control Person of Adviser | 04 Sep 2025, 15:38 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 11 Jul 2025 | 1 | -$11,970 | 4 | Control Person of Adviser | 15 Jul 2025, 12:02 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 01 Jul 2025 | 1 | -$19,078 | 4 | Control Person of Adviser | 02 Jul 2025, 15:12 |
| ECF | ELLSWORTH GROWTH & INCOME FUND LTD | 26 Jun 2025 | 1 | -$3,200,000 | 4 | Director, Control Person of Adviser | 01 Jul 2025, 15:33 |
| GNT | GAMCO Natural Resources, Gold & Income Trust | 26 Jun 2025 | 1 | -$2,800,000 | 4 | Control Person of Adviser, 10%+ Owner | 30 Jun 2025, 16:48 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 26 Jun 2025 | 1 | -$100,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Jun 2025, 14:35 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 26 Jun 2025 | 1 | -$8,300,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Jun 2025, 13:42 |
| GAB | GABELLI EQUITY TRUST INC | 26 Jun 2025 | 1 | -$500,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 27 Jun 2025, 13:49 |
| BATRA | Atlanta Braves Holdings, Inc. | 23 May 2025 | 2 | +$86,900 | 4 | 10%+ Owner | 29 May 2025, 16:02 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 13 May 2025 | 1 | +$173,600 | 4 | Director, Control Person of Adviser | 19 May 2025, 14:42 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 20 Feb 2025 | 1 | +$10,202 | 4 | Director, Control Person of Adviser | 24 Feb 2025, 17:44 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 10 Feb 2025 | 1 | -$3,901 | 4 | Director, Control Person of Adviser | 12 Feb 2025, 13:24 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 22 Jan 2025 | 1 | +$9,950 | 4 | Director, Control Person of Adviser | 24 Jan 2025, 15:33 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 17 Jan 2025 | 2 | +$57,100 | 4 | Director, Control Person of Adviser | 22 Jan 2025, 13:54 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 16 Jan 2025 | 1 | +$39,200 | 4 | Director, Control Person of Adviser | 21 Jan 2025, 13:35 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 10 Jan 2025 | 2 | +$163,329 | 4 | Director, Control Person of Adviser, 10%+ Owner | 14 Jan 2025, 12:25 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 30 Dec 2024 | 2 | +$58,600 | 4 | Director, Control Person of Adviser | 02 Jan 2025, 14:54 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 26 Dec 2024 | 1 | -$3,500,000 | 4 | Control Person of Adviser | 27 Dec 2024, 19:24 |
| BCV | BANCROFT FUND LTD | 23 Dec 2024 | 1 | -$26,607 | 4 | Director, Control Person of Adviser | 26 Dec 2024, 13:56 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 12 Dec 2024 | 2 | +$41,102 | 4 | Director, Control Person of Adviser | 16 Dec 2024, 16:08 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 04 Dec 2024 | 3 | +$32,988 | 4 | Director, Control Person of Adviser | 05 Dec 2024, 13:51 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 03 Dec 2024 | 1 | +$82,562 | 4 | Director, Control Person of Adviser | 04 Dec 2024, 13:42 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 02 Dec 2024 | 1 | -$86,940 | 4 | Control Person of Adviser, 10%+ Owner | 03 Dec 2024, 13:12 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 29 Nov 2024 | 1 | -$215,460 | 4 | Control Person of Adviser, 10%+ Owner | 02 Dec 2024, 13:43 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 27 Nov 2024 | 1 | +$1,154 | 4 | Director, Control Person of Adviser | 02 Dec 2024, 11:09 |
| GDL | GDL FUND | 26 Nov 2024 | 1 | -$20,100 | 4 | Director, Control Person of Adviser, 10%+ Owner | 27 Nov 2024, 16:09 |
| GAB | GABELLI EQUITY TRUST INC | 25 Nov 2024 | 1 | -$28,655 | 4 | Director, Control Person of Adviser | 26 Nov 2024, 15:12 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 25 Nov 2024 | 1 | +$30,540 | 4 | Director, Control Person of Adviser | 26 Nov 2024, 12:54 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 21 Nov 2024 | 1 | +$40,560 | 4 | Director, Control Person of Adviser | 22 Nov 2024, 16:33 |
| MPTI | M-tron Industries, Inc. | 19 Nov 2024 | 1 | $0 | 4 | 10%+ Owner | 20 Nov 2024, 16:13 |
| MPTI | M-tron Industries, Inc. | 15 Nov 2024 | 2 | $0 | 4 | 10%+ Owner | 18 Nov 2024, 16:00 |
| MPTI | M-tron Industries, Inc. | 14 Nov 2024 | 1 | -$450,816 | 4 | 10%+ Owner | 15 Nov 2024, 16:02 |
| MPTI | M-tron Industries, Inc. | 13 Nov 2024 | 1 | -$78,865 | 4 | 10%+ Owner | 14 Nov 2024, 16:04 |
| MPTI | M-tron Industries, Inc. | 08 Nov 2024 | 1 | $0 | 4 | 10%+ Owner | 12 Nov 2024, 06:32 |
| MPTI | M-tron Industries, Inc. | 07 Nov 2024 | 1 | $0 | 4 | 10%+ Owner | 08 Nov 2024, 16:20 |
| MPTI | M-tron Industries, Inc. | 06 Nov 2024 | 1 | $0 | 4 | 10%+ Owner | 07 Nov 2024, 16:01 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 04 Nov 2024 | 1 | +$2,310 | 4 | Director, Control Person of Adviser | 05 Nov 2024, 16:18 |
| GUT | GABELLI UTILITY TRUST | 25 Oct 2024 | 2 | +$525,850 | 4 | Director, Control Person of Adviser | 29 Oct 2024, 11:46 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 16 Oct 2024 | 1 | +$4,987 | 4 | Director, Control Person of Adviser | 18 Oct 2024, 19:27 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 15 Oct 2024 | 1 | +$2,509 | 4 | Director, Control Person of Adviser | 17 Oct 2024, 16:02 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 15 Oct 2024 | 1 | +$49,800 | 4 | Director, Control Person of Adviser | 16 Oct 2024, 21:16 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 15 Oct 2024 | 1 | -$11,190 | 4 | Control Person of Adviser | 16 Oct 2024, 21:08 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 11 Oct 2024 | 5 | +$84,115,000 | 4/A | Director, Control Person of Adviser, 10%+ Owner | 18 Oct 2024, 19:45 |
| BATRA | Atlanta Braves Holdings, Inc. | 11 Oct 2024 | 1 | +$14,608 | 4 | 10%+ Owner | 15 Oct 2024, 06:45 |
| MPTI | M-tron Industries, Inc. | 10 Oct 2024 | 1 | $0 | 4 | 10%+ Owner | 15 Oct 2024, 06:42 |
| MPTI | M-tron Industries, Inc. | 01 Oct 2024 | 2 | -$7,113 | 4 | 10%+ Owner | 01 Oct 2024, 16:11 |
| MPTI | M-tron Industries, Inc. | 13 Sep 2024 | 1 | $0 | 4 | 10%+ Owner | 16 Sep 2024, 16:10 |
| MPTI | M-tron Industries, Inc. | 09 Sep 2024 | 1 | -$26,790 | 4 | 10%+ Owner | 10 Sep 2024, 16:04 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 05 Sep 2024 | 1 | -$32,023 | 4 | Control Person of Adviser | 06 Sep 2024, 15:05 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 04 Sep 2024 | 1 | +$190,362 | 4 | Director, Control Person of Adviser | 05 Sep 2024, 15:24 |
| GDL | GDL FUND | 29 Aug 2024 | 1 | -$2,484 | 4 | Director, Control Person of Adviser, 10%+ Owner | 03 Sep 2024, 16:12 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 29 Aug 2024 | 1 | -$6,359 | 4 | Control Person of Adviser | 30 Aug 2024, 15:18 |
| BCV | BANCROFT FUND LTD | 29 Aug 2024 | 1 | -$65,523 | 4 | Director, Control Person of Adviser | 29 Aug 2024, 17:46 |
| MPTI | M-tron Industries, Inc. | 28 Aug 2024 | 1 | $0 | 4 | 10%+ Owner | 29 Aug 2024, 16:07 |
| MPTI | M-tron Industries, Inc. | 26 Aug 2024 | 1 | $0 | 4 | 10%+ Owner | 27 Aug 2024, 16:16 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 19 Aug 2024 | 1 | +$53,780 | 4 | Director, Control Person of Adviser | 21 Aug 2024, 16:20 |
| MPTI | M-tron Industries, Inc. | 19 Aug 2024 | 1 | $0 | 4 | 10%+ Owner | 20 Aug 2024, 16:20 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 05 Aug 2024 | 1 | +$15,833 | 4 | Director, Control Person of Adviser | 07 Aug 2024, 12:02 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 02 Aug 2024 | 1 | +$75,156 | 4 | Director, Control Person of Adviser | 05 Aug 2024, 18:48 |
| BCV | BANCROFT FUND LTD | 29 Jul 2024 | 1 | -$24,465 | 4 | Director, Control Person of Adviser | 31 Jul 2024, 15:27 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 29 Jul 2024 | 1 | +$2,490 | 4 | Director, Control Person of Adviser | 31 Jul 2024, 13:14 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 29 Jul 2024 | 1 | -$5,300 | 4 | Control Person of Adviser | 30 Jul 2024, 19:24 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 25 Jul 2024 | 2 | +$350,000 | 4 | Director, Control Person of Adviser | 26 Jul 2024, 15:59 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 15 Jul 2024 | 6 | -$2,469 | 4 | Director, Control Person of Adviser | 19 Jul 2024, 14:33 |
| BATRA | Atlanta Braves Holdings, Inc. | 03 Jul 2024 | 1 | +$21,147 | 4 | 10%+ Owner | 05 Jul 2024, 16:43 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 26 Jun 2024 | 1 | -$3,700,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Jun 2024, 18:01 |
| GAB | GABELLI EQUITY TRUST INC | 26 Jun 2024 | 1 | +$1,175,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Jun 2024, 16:26 |
| ECF | ELLSWORTH GROWTH & INCOME FUND LTD | 26 Jun 2024 | 2 | -$1,000,000 | 4 | Director, Control Person of Adviser | 28 Jun 2024, 15:43 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 26 Jun 2024 | 1 | -$200,000 | 4 | Director, Control Person of Adviser | 27 Jun 2024, 21:35 |
| BATRA | Atlanta Braves Holdings, Inc. | 25 Jun 2024 | 1 | +$19,940 | 4 | 10%+ Owner | 27 Jun 2024, 19:11 |
| MPTI | M-tron Industries, Inc. | 13 Jun 2024 | 3 | -$46,822 | 4 | 10%+ Owner | 25 Jun 2024, 16:20 |
| MPTI | M-tron Industries, Inc. | 10 Jun 2024 | 2 | $0 | 4 | 10%+ Owner | 13 Jun 2024, 16:19 |
| BATRA | Atlanta Braves Holdings, Inc. | 31 May 2024 | 1 | +$20,700 | 4 | 10%+ Owner | 03 Jun 2024, 16:22 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 11 Apr 2024 | 1 | -$2,079 | 4 | Control Person of Adviser | 15 Apr 2024, 19:59 |
| BCV | BANCROFT FUND LTD | 11 Apr 2024 | 1 | -$30,916 | 4 | Director, Control Person of Adviser | 12 Apr 2024, 13:32 |
| MPTI | M-tron Industries, Inc. | 08 Apr 2024 | 2 | $0 | 4 | 10%+ Owner | 29 May 2024, 16:27 |
| BATRA | Atlanta Braves Holdings, Inc. | 02 Apr 2024 | 1 | +$20,625 | 4 | 10%+ Owner | 03 Apr 2024, 16:11 |
| BCV | BANCROFT FUND LTD | 28 Mar 2024 | 1 | -$63,592 | 4/A | Director, Control Person of Adviser | 31 Jul 2024, 14:38 |
| BCV | BANCROFT FUND LTD | 28 Mar 2024 | 1 | -$31,796 | 4 | Director, Control Person of Adviser | 01 Apr 2024, 14:58 |
| GDL | GDL FUND | 26 Mar 2024 | 4 | -$9,900,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Mar 2024, 13:13 |
| MPTI | M-tron Industries, Inc. | 18 Mar 2024 | 2 | -$13,275 | 4 | 10%+ Owner | 10 Apr 2024, 16:01 |
| MPTI | M-tron Industries, Inc. | 04 Mar 2024 | 2 | $0 | 4 | 10%+ Owner | 14 Mar 2024, 16:20 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 29 Feb 2024 | 3 | +$6,100,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 01 Mar 2024, 18:05 |
| GAB | GABELLI EQUITY TRUST INC | 29 Feb 2024 | 2 | +$6,000,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 01 Mar 2024, 16:54 |
| GNT | GAMCO Natural Resources, Gold & Income Trust | 22 Feb 2024 | 5 | +$8,700,000 | 4 | Control Person of Adviser, 10%+ Owner | 03 Apr 2024, 16:43 |
| MPTI | M-tron Industries, Inc. | 20 Feb 2024 | 1 | $0 | 4 | 10%+ Owner | 22 Feb 2024, 16:02 |
| BCV | BANCROFT FUND LTD | 02 Feb 2024 | 1 | -$30,808 | 4 | Director, Control Person of Adviser | 06 Feb 2024, 11:51 |
| MPTI | M-tron Industries, Inc. | 04 Jan 2024 | 1 | $0 | 4 | 10%+ Owner | 08 Jan 2024, 16:11 |
| MPTI | M-tron Industries, Inc. | 03 Jan 2024 | 1 | $0 | 4 | 10%+ Owner | 04 Jan 2024, 16:09 |
| BCV | BANCROFT FUND LTD | 28 Dec 2023 | 1 | -$28,161 | 4 | Director, Control Person of Adviser | 02 Jan 2024, 14:49 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 26 Dec 2023 | 3 | -$6,110,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Dec 2023, 20:07 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 26 Dec 2023 | 2 | -$3,500,000 | 4 | Control Person of Adviser, 10%+ Owner | 27 Dec 2023, 17:59 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 26 Dec 2023 | 1 | -$2,994,300 | 4 | Control Person of Adviser, 10%+ Owner | 27 Dec 2023, 13:49 |
| GDL | GDL FUND | 11 Dec 2023 | 1 | -$16,020 | 4 | Director, Control Person of Adviser, 10%+ Owner | 13 Dec 2023, 16:14 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 11 Dec 2023 | 1 | +$54,269 | 4 | Director, Control Person of Adviser | 13 Dec 2023, 15:41 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 11 Dec 2023 | 1 | -$26,102 | 4 | Director, Control Person of Adviser | 13 Dec 2023, 15:27 |
| MPTI | M-tron Industries, Inc. | 07 Dec 2023 | 3 | $0 | 4 | 10%+ Owner | 29 Dec 2023, 16:36 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 07 Dec 2023 | 1 | -$13,885 | 4 | Control Person of Adviser | 11 Dec 2023, 17:39 |
| MPTI | M-tron Industries, Inc. | 07 Dec 2023 | 1 | $0 | 4 | 10%+ Owner | 08 Dec 2023, 16:44 |
| BCV | BANCROFT FUND LTD | 07 Dec 2023 | 1 | -$15,150 | 4 | Director, Control Person of Adviser | 08 Dec 2023, 14:13 |
| MPTI | M-tron Industries, Inc. | 07 Dec 2023 | 2 | $0 | 4 | 10%+ Owner | 07 Dec 2023, 16:11 |
| MACT | MachTen, Inc. | 05 Dec 2023 | 1 | $0 | 4 | 10%+ Owner | 07 Dec 2023, 16:09 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 22 Nov 2023 | 1 | -$17,094 | 4 | Control Person of Adviser | 27 Nov 2023, 14:52 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 20 Nov 2023 | 1 | -$115,704 | 4 | Control Person of Adviser, 10%+ Owner | 22 Nov 2023, 17:27 |
| MPTI | M-tron Industries, Inc. | 20 Nov 2023 | 2 | $0 | 4 | 10%+ Owner | 21 Nov 2023, 16:09 |
| MPTI | M-tron Industries, Inc. | 15 Nov 2023 | 1 | $0 | 4 | 10%+ Owner | 16 Nov 2023, 16:03 |
| MPTI | M-tron Industries, Inc. | 13 Nov 2023 | 1 | $0 | 4 | 10%+ Owner | 14 Nov 2023, 16:07 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 07 Nov 2023 | 1 | -$20,861 | 4 | Director, Control Person of Adviser | 08 Nov 2023, 17:42 |
| BCV | BANCROFT FUND LTD | 26 Oct 2023 | 1 | -$56,897 | 4 | Director, Control Person of Adviser | 27 Oct 2023, 15:10 |
| MPTI | M-tron Industries, Inc. | 10 Oct 2023 | 1 | $0 | 4 | 10%+ Owner | 11 Oct 2023, 16:06 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 26 Sep 2023 | 3 | -$5,278,480 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Sep 2023, 20:51 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 25 Sep 2023 | 1 | +$1,054 | 4 | Director, Control Person of Adviser, 10%+ Owner | 27 Sep 2023, 16:57 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 15 Sep 2023 | 2 | $0 | 4 | Control Person of Adviser, 10%+ Owner | 15 Sep 2023, 14:20 |
| MPTI | M-tron Industries, Inc. | 13 Sep 2023 | 1 | +$3,766 | 4 | 10%+ Owner | 13 Sep 2023, 16:19 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 11 Sep 2023 | 2 | -$286,839 | 4 | Control Person of Adviser, 10%+ Owner | 13 Sep 2023, 12:03 |
| MPTI | M-tron Industries, Inc. | 11 Sep 2023 | 1 | $0 | 4 | 10%+ Owner | 12 Sep 2023, 16:09 |
| MPTI | M-tron Industries, Inc. | 23 Aug 2023 | 1 | -$7,773 | 4 | 10%+ Owner | 24 Aug 2023, 16:56 |
| GDL | GDL FUND | 07 Aug 2023 | 1 | +$952 | 4 | Director, Control Person of Adviser, 10%+ Owner | 08 Aug 2023, 16:50 |
| MACT | MachTen, Inc. | 31 Jul 2023 | 0 | $0 | 3 | Other* | 02 Aug 2023, 17:41 |
| GDL | GDL FUND | 31 Jul 2023 | 1 | +$3,966 | 4 | Director, Control Person of Adviser, 10%+ Owner | 01 Aug 2023, 20:38 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 28 Jul 2023 | 1 | -$42,625 | 4 | Control Person of Adviser | 01 Aug 2023, 12:57 |
| ECF | ELLSWORTH GROWTH & INCOME FUND LTD | 26 Jun 2023 | 4 | -$250,000 | 4 | Director, Control Person of Adviser | 29 Jun 2023, 19:39 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 20 Jun 2023 | 1 | -$41,430 | 4 | Director, Control Person of Adviser | 22 Jun 2023, 20:46 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 20 Jun 2023 | 1 | -$83,678 | 4 | Director, Control Person of Adviser | 21 Jun 2023, 15:29 |
| BCV | BANCROFT FUND LTD | 08 Jun 2023 | 1 | -$50,935 | 4 | Director, Control Person of Adviser | 12 Jun 2023, 16:55 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 30 May 2023 | 1 | -$25,094 | 4 | Control Person of Adviser | 01 Jun 2023, 17:28 |
| BCV | BANCROFT FUND LTD | 01 May 2023 | 1 | -$32,721 | 4 | Director, Control Person of Adviser | 03 May 2023, 15:01 |
| GDL | GDL FUND | 17 Apr 2023 | 1 | -$15,700 | 4 | Director, Control Person of Adviser, 10%+ Owner | 18 Apr 2023, 16:43 |
| BCV | BANCROFT FUND LTD | 14 Apr 2023 | 1 | -$198,977 | 4 | Director, Control Person of Adviser | 17 Apr 2023, 16:51 |
| MPTI | M-tron Industries, Inc. | 14 Apr 2023 | 1 | -$5,800 | 4 | 10%+ Owner | 17 Apr 2023, 16:29 |
| GDL | GDL FUND | 27 Mar 2023 | 1 | -$2,500,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Mar 2023, 18:07 |
| AC | Associated Capital Group, Inc. | 07 Mar 2023 | 1 | $0 | 4/A | Executive Chairman, Director, 10%+ Owner | 13 Mar 2023, 16:49 |
| GDL | GDL FUND | 10 Feb 2023 | 1 | +$16,240 | 4 | Director, Control Person of Adviser, 10%+ Owner | 16 Feb 2023, 19:45 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 18 Jan 2023 | 5 | +$5,110,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 20 Jan 2023, 19:43 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 29 Dec 2022 | 2 | +$3,500,000 | 4 | Control Person of Adviser | 05 Jan 2023, 17:32 |
| MPTI | M-tron Industries, Inc. | 28 Dec 2022 | 1 | -$81,078 | 4 | 10%+ Owner | 30 Dec 2022, 15:01 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 27 Dec 2022 | 4 | -$11,300,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 28 Dec 2022, 20:21 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 06 Dec 2022 | 1 | -$25,686 | 4 | Director, Control Person of Adviser | 08 Dec 2022, 14:32 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 05 Dec 2022 | 1 | -$26,776 | 4 | Control Person of Adviser | 07 Dec 2022, 18:34 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 01 Dec 2022 | 1 | -$4,814 | 4 | Director, Control Person of Adviser | 05 Dec 2022, 20:48 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 01 Dec 2022 | 1 | -$25,251 | 4 | Control Person of Adviser | 05 Dec 2022, 14:54 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 07 Nov 2022 | 1 | -$30,621 | 4 | Director, Control Person of Adviser | 09 Nov 2022, 18:28 |
| GDL | GDL FUND | 24 Oct 2022 | 1 | +$1,766 | 4 | Director, Control Person of Adviser, 10%+ Owner | 26 Oct 2022, 15:39 |
| BCV | BANCROFT FUND LTD | 19 Oct 2022 | 1 | -$50,124 | 4 | Director, Control Person of Adviser | 21 Oct 2022, 15:34 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 17 Oct 2022 | 2 | $0 | 4 | Director, Control Person of Adviser, 10%+ Owner | 20 Oct 2022, 17:24 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 17 Oct 2022 | 2 | $0 | 4 | Director, Control Person of Adviser, 10%+ Owner | 19 Oct 2022, 18:28 |
| GDL | GDL FUND | 17 Oct 2022 | 2 | $0 | 4 | Director, Control Person of Adviser, 10%+ Owner | 19 Oct 2022, 16:24 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 17 Oct 2022 | 2 | $0 | 4 | Director, Control Person of Adviser, 10%+ Owner | 18 Oct 2022, 19:58 |
| MPTI | M-tron Industries, Inc. | 07 Oct 2022 | 0 | $0 | 3 | 10%+ Owner | 14 Oct 2022, 16:11 |
| GDL | GDL FUND | 07 Oct 2022 | 1 | +$9,468 | 4 | Director, Control Person of Adviser, 10%+ Owner | 11 Oct 2022, 17:07 |
| GDL | GDL FUND | 03 Oct 2022 | 2 | +$23,248 | 4 | Director, Control Person of Adviser, 10%+ Owner | 05 Oct 2022, 20:04 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 26 Sep 2022 | 6 | -$2,618,310 | 4 | Director, Control Person of Adviser, 10%+ Owner | 29 Sep 2022, 15:51 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 19 Aug 2022 | 1 | -$46,741 | 4 | Director, Control Person of Adviser | 23 Aug 2022, 16:32 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 25 Jul 2022 | 1 | -$100,208 | 4 | Control Person of Adviser, 10%+ Owner | 26 Jul 2022, 15:17 |
| GDL | GDL FUND | 18 Jul 2022 | 1 | +$7,425 | 4 | Director, Control Person of Adviser, 10%+ Owner | 20 Jul 2022, 14:40 |
| ECF | ELLSWORTH GROWTH & INCOME FUND LTD | 01 Jul 2022 | 5 | +$7,900,000 | 4 | Director, Control Person of Adviser | 07 Jul 2022, 17:00 |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | 30 Jun 2022 | 3 | +$1,826,480 | 4 | Control Person of Adviser | 01 Jul 2022, 19:48 |
| BCV | BANCROFT FUND LTD | 15 Jun 2022 | 1 | +$17,933 | 4 | Director, Control Person of Adviser | 17 Jun 2022, 16:37 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 14 Jun 2022 | 1 | -$105,718 | 4 | Director, Control Person of Adviser | 16 Jun 2022, 21:15 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 13 Jun 2022 | 1 | -$42,932 | 4 | Control Person of Adviser | 15 Jun 2022, 21:47 |
| GUT | GABELLI UTILITY TRUST | 25 Apr 2022 | 3 | +$827,436 | 4 | Director, Control Person of Adviser | 27 Apr 2022, 21:22 |
| GDL | GDL FUND | 28 Mar 2022 | 5 | +$12,400,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 30 Mar 2022, 20:04 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 10 Jan 2022 | 1 | -$32,578 | 4 | Control Person of Adviser | 12 Jan 2022, 16:34 |
| GAB | GABELLI EQUITY TRUST INC | 17 Dec 2021 | 2 | +$6,000,000 | 4 | Director, Control Person of Adviser | 21 Dec 2021, 19:21 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 12 Nov 2021 | 2 | -$112,639 | 4 | Director, Control Person of Adviser | 16 Nov 2021, 11:10 |
| GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 01 Nov 2021 | 1 | -$2,243 | 4 | Director, Control Person of Adviser | 03 Nov 2021, 15:24 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 01 Nov 2021 | 2 | -$22,511 | 4 | Director, Control Person of Adviser | 03 Nov 2021, 14:41 |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | 01 Nov 2021 | 6 | +$12,635,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 02 Nov 2021, 15:13 |
| GDL | GDL FUND | 22 Oct 2021 | 1 | -$32,287 | 4 | Director, Control Person of Adviser, 10%+ Owner | 26 Oct 2021, 17:27 |
| GRX | Gabelli Healthcare & WellnessRx Trust | 15 Oct 2021 | 5 | +$14,000,000 | 4 | Director, Control Person of Adviser, 10%+ Owner | 19 Oct 2021, 20:19 |
| GDL | GDL FUND | 30 Sep 2021 | 1 | -$66,438 | 4 | Director, Control Person of Adviser | 04 Oct 2021, 19:20 |
| /report/000127116321000082-gabelli-mario-j-2021-09-30 | Gabelli Go Anywhere Trust | 30 Sep 2021 | 4 | -$16,027,100 | 4 | Director, Control Person of Adviser | 04 Oct 2021, 13:19 |
| /report/000127116321000078-gabelli-mario-j-2021-09-27 | Gabelli Go Anywhere Trust | 27 Sep 2021 | 1 | -$1,168,000 | 4 | Director, Control Person of Adviser | 29 Sep 2021, 11:51 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 31 Aug 2021 | 6 | +$5,124,670 | 4 | Director, Control Person of Adviser | 02 Sep 2021, 19:18 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 30 Aug 2021 | 2 | $0 | 4 | Director, Control Person of Adviser | 01 Sep 2021, 16:05 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 27 Aug 2021 | 1 | -$3,776 | 4 | Director, Control Person of Adviser | 31 Aug 2021, 14:54 |
| BCV | BANCROFT FUND LTD | 06 Aug 2021 | 1 | -$62,125 | 4 | Director, Control Person of Adviser | 10 Aug 2021, 15:16 |
| GAB | GABELLI EQUITY TRUST INC | 21 Jul 2021 | 3 | +$1,242,642 | 4 | Director, Control Person of Adviser | 22 Jul 2021, 13:52 |
| /report/000127116321000058-gabelli-mario-j-2021-06-07 | Gabelli Go Anywhere Trust | 07 Jun 2021 | 1 | -$6,604 | 4 | Director, Control Person of Adviser | 09 Jun 2021, 13:38 |
| /report/000127116321000057-gabelli-mario-j-2021-05-25 | Gabelli Go Anywhere Trust | 25 May 2021 | 1 | -$27,896 | 4 | Director, Control Person of Adviser | 26 May 2021, 17:06 |
| /report/000127116321000041-gabelli-mario-j-2021-05-17 | Gabelli Go Anywhere Trust | 17 May 2021 | 2 | -$16,035 | 4 | Director, Control Person of Adviser | 19 May 2021, 15:49 |
| GAMI | GAMCO INVESTORS, INC. ET AL | 14 May 2021 | 2 | -$638,139 | 4 | Chairman & CEO, Director, 10%+ Owner | 17 May 2021, 16:07 |
| GAMI | GAMCO INVESTORS, INC. ET AL | 12 May 2021 | 2 | -$774,018 | 4 | Chairman & CEO, Director, 10%+ Owner | 13 May 2021, 16:20 |
| GAMI | GAMCO INVESTORS, INC. ET AL | 10 May 2021 | 2 | -$148,151 | 4 | Chairman & CEO, Director, 10%+ Owner | 11 May 2021, 16:12 |
| GAMI | GAMCO INVESTORS, INC. ET AL | 06 May 2021 | 2 | -$29,404 | 4 | Chairman & CEO, Director, 10%+ Owner | 07 May 2021, 16:23 |