Mario J. Gabelli

Insider Reports History

Location: Greenwich, CT
Reporting signature: Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Transaction evidence: Report rows are grouped by the transaction date disclosed in the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Holdings reported by Mario J. Gabelli:

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Series M Cumulative Preferred Shares
Shares / value: 5,350,000
Estimated value: $53,500,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Series M Cumulative Preferred Shares
Shares / value: 3,600,000
Estimated value: $36,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Series M Cumulative Preferred Shares
Shares / value: 3,500,000
Estimated value: $35,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 2,678,111
Estimated value: $31,232,934
Report date: 10 Jan 2025
Price: $11.66
Ownership: Direct

Form 4 holding Chairman & CEO, Director, 10%+ Owner

GAMCO INVESTORS, INC. ET AL

Security class: Class A Common Stock
Shares / value: 1,840,651
Estimated value: $29,450,416
Report date: 17 May 2021
Price: $16.00
Ownership: By: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

GDL FUND

Security class: Common Shares, Par Value $0.001
Shares / value: 2,747,977
Estimated value: $23,412,764
Report date: 23 Feb 2026
Price: $8.52
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Common Shares, Par Value $0.001
Shares / value: 626,000
Estimated value: $17,734,580
Report date: 17 Feb 2026
Price: $28.33
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Series M Cumulative Preferred Shares
Shares / value: 1,700,000
Estimated value: $17,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

GDL FUND

Security class: Common Shares, Par Value $0.001
Shares / value: 1,846,636
Estimated value: $15,807,204
Report date: 23 Feb 2026
Price: $8.56
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series G Cumulative Preferred Shares
Shares / value: 1,500,000
Estimated value: $15,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding Chairman & CEO, Director, 10%+ Owner

GAMCO INVESTORS, INC. ET AL

Security class: Class A Common Stock
Shares / value: 816,501
Estimated value: $13,064,016
Report date: 14 May 2021
Price: $16.00
Ownership: By: Gabelli & Company Investment Advisers, Inc.

Form 4 holding 10%+ Owner

M-tron Industries, Inc.

Security class: Common Stock
Shares / value: 171,200
Estimated value: $10,290,627
Report date: 19 Nov 2024
Price: $60.11
Ownership: By: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 1,000,000
Estimated value: $10,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI EQUITY TRUST INC

Security class: Common Stock, Par Value $0.001
Shares / value: 1,718,169
Estimated value: $9,621,746
Report date: 28 Apr 2026
Price: $5.60
Ownership: Direct

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 750,000
Estimated value: $7,500,000
Report date: 26 Sep 2025
Price: $10.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 700,000
Estimated value: $7,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding 10%+ Owner

M-tron Industries, Inc.

Security class: Common Stock
Shares / value: 110,171
Estimated value: $6,622,247
Report date: 19 Nov 2024
Price: $60.11
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI EQUITY TRUST INC

Security class: Common Stock, Par Value $0.001
Shares / value: 925,844
Estimated value: $5,184,726
Report date: 28 Apr 2026
Price: $5.60
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI EQUITY TRUST INC

Security class: Series Q Cumulative Preferred Shares
Shares / value: 500,000
Estimated value: $5,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series G Cumulative Preferred Shares
Shares / value: 500,000
Estimated value: $5,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI UTILITY TRUST

Security class: Common Shares, Par Value $0.001
Shares / value: 953,866
Estimated value: $4,769,330
Report date: 25 Oct 2024
Price: $5.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI MULTIMEDIA TRUST INC.

Security class: Common Stock, Par Value $0.001
Shares / value: 1,158,396
Estimated value: $4,701,234
Report date: 24 Feb 2026
Price: $4.06
Ownership: GGCP, Inc.

Form 4 holding Control Person of Adviser

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Security class: Common Stock, Par Value $0.001
Shares / value: 1,089,000
Estimated value: $4,628,250
Report date: 10 Nov 2025
Price: $4.25
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI MULTIMEDIA TRUST INC.

Security class: Common Stock, Par Value $0.001
Shares / value: 1,020,654
Estimated value: $4,276,540
Report date: 24 Feb 2026
Price: $4.19
Ownership: Direct

Form 4 holding 10%+ Owner

MachTen, Inc.

Security class: Common Stock
Shares / value: 724,250
Estimated value: $4,164,438
Report date: 05 Dec 2023
Price: $5.75
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Common Shares, Par Value $0.001
Shares / value: 145,812
Estimated value: $4,130,853
Report date: 17 Feb 2026
Price: $28.33
Ownership: Direct

Form 4 holding Control Person of Adviser

GABELLI GLOBAL UTILITY & INCOME TRUST

Security class: Series B Cumulative Puttable and Callable Preferred Shares
Shares / value: 76,000
Estimated value: $3,800,000
Report date: 26 Dec 2023
Price: $50.00
Ownership: Associated Capital Group, Inc.

Form 4 holding 10%+ Owner

LGL GROUP INC

Security class: Common Stock
Shares / value: 572,324
Estimated value: $3,302,309
Report date: 16 Jan 2026
Price: $5.77
Ownership: By: GGCP, Inc.

Form 4 holding 10%+ Owner

LGL GROUP INC

Security class: Common Stock
Shares / value: 670,668
Estimated value: $3,185,673
Report date: 16 Jan 2026
Price: $4.75
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 316,026
Estimated value: $3,027,529
Report date: 12 Jan 2026
Price: $9.58
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

BANCROFT FUND LTD

Security class: Common Shares
Shares / value: 131,000
Estimated value: $2,895,100
Report date: 05 Jan 2026
Price: $22.10
Ownership: Direct

Form 4 holding Control Person of Adviser, 10%+ Owner

GAMCO Natural Resources, Gold & Income Trust

Security class: Series B Cumulative Preferred Shares
Shares / value: 0
Estimated value: $2,500,000
Report date: 20 Mar 2026
Price: $10.00
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 239,425
Estimated value: $2,305,638
Report date: 12 Jan 2026
Price: $9.63
Ownership: Direct

Form 4 holding Control Person of Adviser

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Security class: Common Stock, Par Value $0.001
Shares / value: 486,501
Estimated value: $2,085,143
Report date: 10 Nov 2025
Price: $4.29
Ownership: Direct

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

GDL FUND

Security class: Common Shares, Par Value $0.001
Shares / value: 242,000
Estimated value: $2,071,520
Report date: 23 Feb 2026
Price: $8.56
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 200,000
Estimated value: $2,000,000
Report date: 26 Sep 2025
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 200,000
Estimated value: $2,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series G Cumulative Preferred Shares
Shares / value: 200,000
Estimated value: $2,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Direct

Form 4 holding Control Person of Adviser, 10%+ Owner

GAMCO Natural Resources, Gold & Income Trust

Security class: Series B Cumulative Preferred Shares
Shares / value: 0
Estimated value: $1,900,000
Report date: 20 Mar 2026
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI MULTIMEDIA TRUST INC.

Security class: Common Stock, Par Value $0.001
Shares / value: 432,582
Estimated value: $1,812,518
Report date: 24 Feb 2026
Price: $4.19
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI EQUITY TRUST INC

Security class: Series Q Cumulative Preferred Shares
Shares / value: 167,500
Estimated value: $1,675,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI UTILITY TRUST

Security class: Common Shares, Par Value $0.001
Shares / value: 331,023
Estimated value: $1,655,115
Report date: 25 Oct 2024
Price: $5.00
Ownership: GGCP, Inc.

Form 4 holding Control Person of Adviser

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Security class: Common Stock, Par Value $0.001
Shares / value: 323,325
Estimated value: $1,374,131
Report date: 10 Nov 2025
Price: $4.25
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

ELLSWORTH GROWTH & INCOME FUND LTD

Security class: Series B Cumulative Preferred Shares
Shares / value: 125,000
Estimated value: $1,250,000
Report date: 26 Jun 2025
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 27,152
Estimated value: $1,179,754
Report date: 28 May 2025
Price: $43.45
Ownership: Direct

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 24,800
Estimated value: $1,048,904
Report date: 03 Jul 2024
Price: $42.29
Ownership: Direct

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 100,000
Estimated value: $1,000,000
Report date: 26 Sep 2025
Price: $10.00
Ownership: CIBL, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 100,000
Estimated value: $1,000,000
Report date: 26 Sep 2025
Price: $10.00
Ownership: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Series E Cumulative Preferred Shares
Shares / value: 100,000
Estimated value: $1,000,000
Report date: 26 Dec 2025
Price: $10.00
Ownership: MJG Associates

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 82,711
Estimated value: $964,600
Report date: 10 Jan 2025
Price: $11.66
Ownership: Associated Capital Group, Inc.

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 20,000
Estimated value: $880,600
Report date: 23 May 2025
Price: $44.03
Ownership: By: Limited Partnership IV

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 20,000
Estimated value: $845,890
Report date: 03 Jul 2024
Price: $42.29
Ownership: By: Limited Partnership IV

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Common Shares, Par Value $0.001
Shares / value: 25,000
Estimated value: $727,332
Report date: 17 Feb 2026
Price: $29.09
Ownership: GGCP, Inc.

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 15,000
Estimated value: $660,450
Report date: 23 May 2025
Price: $44.03
Ownership: By: Limited Partnership I

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 15,000
Estimated value: $634,418
Report date: 03 Jul 2024
Price: $42.29
Ownership: By: Limited Partnership I

Form 4 holding Director, Control Person of Adviser

BANCROFT FUND LTD

Security class: Common Shares
Shares / value: 25,700
Estimated value: $571,953
Report date: 05 Jan 2026
Price: $22.26
Ownership: Associated Capital Group, Inc.

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 12,500
Estimated value: $550,375
Report date: 23 May 2025
Price: $44.03
Ownership: By: Limited Partnership II

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 45,586
Estimated value: $531,638
Report date: 13 Jan 2025
Price: $11.66
Ownership: GGCP, Inc.

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 12,500
Estimated value: $528,681
Report date: 03 Jul 2024
Price: $42.29
Ownership: By: Limited Partnership II

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

GDL FUND

Security class: Common Shares, Par Value $0.001
Shares / value: 57,252
Estimated value: $490,077
Report date: 23 Feb 2026
Price: $8.56
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

GDL FUND

Security class: Common Shares, Par Value $0.001
Shares / value: 48,000
Estimated value: $410,880
Report date: 23 Feb 2026
Price: $8.56
Ownership: GPJ Retirement Partners

Form 4 holding Chairman & CEO, Director, 10%+ Owner

GAMCO INVESTORS, INC. ET AL

Security class: Class A Common Stock
Shares / value: 21,006
Estimated value: $336,096
Report date: 14 May 2021
Price: $16.00
Ownership: By: GGCP, Inc.

Form 4 holding Director, Control Person of Adviser

ELLSWORTH GROWTH & INCOME FUND LTD

Security class: Series B Cumulative Preferred Shares
Shares / value: 20,000
Estimated value: $200,000
Report date: 26 Jun 2025
Price: $10.00
Ownership: Direct

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 3,800
Estimated value: $167,314
Report date: 23 May 2025
Price: $44.03
Ownership: By: Limited Partnership III

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 3,800
Estimated value: $160,719
Report date: 03 Jul 2024
Price: $42.29
Ownership: By: Limited Partnership III

Form 4 holding Director, Control Person of Adviser

GABELLI MULTIMEDIA TRUST INC.

Security class: Common Stock, Par Value $0.001
Shares / value: 33,500
Estimated value: $140,365
Report date: 24 Feb 2026
Price: $4.19
Ownership: GPJ Retirement Partners

Form 4 holding Chairman & CEO, Director, 10%+ Owner

GAMCO INVESTORS, INC. ET AL

Security class: Class A Common Stock
Shares / value: 8,642
Estimated value: $138,272
Report date: 14 May 2021
Price: $16.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI MULTIMEDIA TRUST INC.

Security class: Common Stock, Par Value $0.001
Shares / value: 31,000
Estimated value: $129,890
Report date: 24 Feb 2026
Price: $4.19
Ownership: GAMCO Investors, Inc.

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 2,800
Estimated value: $123,284
Report date: 23 May 2025
Price: $44.03
Ownership: By: Limited Partnership V

Form 4 holding 10%+ Owner

Atlanta Braves Holdings, Inc.

Security class: Series A Common Stock
Shares / value: 2,500
Estimated value: $105,736
Report date: 03 Jul 2024
Price: $42.29
Ownership: By: Limited Partnership V

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 10,000
Estimated value: $95,800
Report date: 12 Jan 2026
Price: $9.58
Ownership: Associated Capital Group, Inc.

Form 4 holding Control Person of Adviser

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Security class: Common Stock, Par Value $0.001
Shares / value: 17,575
Estimated value: $74,693
Report date: 10 Nov 2025
Price: $4.25
Ownership: Gabelli & Company Investment Advisers, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

GDL FUND

Security class: Common Shares, Par Value $0.001
Shares / value: 7,364
Estimated value: $63,035
Report date: 23 Feb 2026
Price: $8.56
Ownership: Gabelli & Company Investment Advisers, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 6,380
Estimated value: $61,438
Report date: 12 Jan 2026
Price: $9.63
Ownership: GPJ Retirement Partners

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 4,145
Estimated value: $48,340
Report date: 10 Jan 2025
Price: $11.66
Ownership: Gabelli & Company Investment Advisers, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Healthcare & WellnessRx Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 3,000
Estimated value: $28,889
Report date: 12 Jan 2026
Price: $9.63
Ownership: Trust Account

Form 4 holding Director, Control Person of Adviser

GABELLI MULTIMEDIA TRUST INC.

Security class: Common Stock, Par Value $0.001
Shares / value: 2,918
Estimated value: $12,226
Report date: 24 Feb 2026
Price: $4.19
Ownership: Gabelli & Company Investment Advisers, Inc.

Form 4 holding Director, Control Person of Adviser

GABELLI EQUITY TRUST INC

Security class: Series N Cumulative Preferred Stock
Shares / value: 0
Estimated value: $0
Report date: 26 Dec 2025
Price: $100.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI EQUITY TRUST INC

Security class: Series N Cumulative Preferred Stock
Shares / value: 0
Estimated value: $0
Report date: 26 Dec 2025
Price: $100.00
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series B Cumulative Preferred Shares
Shares / value: 0
Estimated value: $0
Report date: 26 Sep 2025
Price: $10.00
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series B Cumulative Preferred Shares
Shares / value: 0
Estimated value: $0
Report date: 26 Sep 2025
Price: $10.00
Ownership: Direct

Form 4 holding Director, Control Person of Adviser, 10%+ Owner

Gabelli Global Small & Mid Cap Value Trust

Security class: Series B Cumulative Preferred Shares
Shares / value: 0
Estimated value: $0
Report date: 26 Sep 2025
Price: $10.00
Ownership: GGCP, Inc.

Form 4 holding Control Person of Adviser

GABELLI GLOBAL UTILITY & INCOME TRUST

Security class: Series B Cumulative Puttable and Callable Preferred Share
Shares / value: 0
Estimated value: $0
Report date: 26 Dec 2024
Price: $50.00
Ownership: Associated Capital Group, Inc.

Form 4 holding Control Person of Adviser, 10%+ Owner

GAMCO Natural Resources, Gold & Income Trust

Security class: Series B Cumulative Preferred Shares
Shares / value: 0
Estimated value: $0
Report date: 26 Jun 2025
Price: $10.00
Ownership: Direct

Form 4 holding Executive Chairman, Director, 10%+ Owner

Associated Capital Group, Inc.

Security class: Class B Common Stock
Shares / value: 18,425,673
Estimated value
Report date: 07 Mar 2023
Price
Ownership: Indirect
Underlying class: Class A Common Stock
Underlying amount

Form 4 holding Chairman & CEO, Director, 10%+ Owner

GAMCO INVESTORS, INC. ET AL

Security class: Class B Common Stock
Shares / value: 18,313,741
Estimated value
Report date: 14 May 2021
Price
Ownership: By: GGCP Holdings, LLC

Form 4 holding Chairman & CEO, Director, 10%+ Owner

GAMCO INVESTORS, INC. ET AL

Security class: Class B Common Stock
Shares / value: 453,295
Estimated value
Report date: 14 May 2021
Price
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

GABELLI DIVIDEND & INCOME TRUST

Security class: Series M Cumulative Preferred Shares
Shares / value: 80,000
Estimated value
Report date: 26 Dec 2025
Price
Ownership: GPJ Retirement Partners

Form 4 holding Executive Chairman, Director, 10%+ Owner

Associated Capital Group, Inc.

Security class: Class A Common Stock
Shares / value: 77,165
Estimated value
Report date: 07 Mar 2023
Price
Ownership: By: GCCP, Inc.

Form 4 holding Executive Chairman, Director, 10%+ Owner

Associated Capital Group, Inc.

Security class: Class A Common Stock
Shares / value: 77,165
Estimated value
Report date: 07 Mar 2023
Price
Ownership: By: GGCP, Inc.

Form 4 holding Executive Chairman, Director, 10%+ Owner

Associated Capital Group, Inc.

Security class: Class A Common Stock
Shares / value: 5,000
Estimated value
Report date: 07 Mar 2023
Price
Ownership: Direct

Form 4 holding Control Person of Adviser

GABELLI GLOBAL UTILITY & INCOME TRUST

Security class: Series B Cumulative Puttable and Callable Preferred Shares
Shares / value: 0
Estimated value
Report date: 26 Dec 2023
Price: $50.00
Ownership: GAMCO Investors, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Go Anywhere Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 0
Estimated value
Report date: 30 Sep 2021
Price: $16.76
Ownership: Associated Capital Group, Inc.

Form 4 holding Director, Control Person of Adviser

Gabelli Go Anywhere Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 0
Estimated value
Report date: 30 Sep 2021
Price: $16.76
Ownership: Direct

Form 4 holding Director, Control Person of Adviser

Gabelli Go Anywhere Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 0
Estimated value
Report date: 30 Sep 2021
Price: $16.76
Ownership: E3M 2016, LLC

Form 4 holding Director, Control Person of Adviser

Gabelli Go Anywhere Trust

Security class: Common Shares, Par Value $0.001
Shares / value: 0
Estimated value
Report date: 30 Sep 2021
Price: $16.76
Ownership: MJG IV Limited Partnership

Form 4 holding Director, Control Person of Adviser

Gabelli Go Anywhere Trust

Security class: Series A Cumulative Puttable and Callable Preferred Shares
Shares / value: 0
Estimated value
Report date: 27 Sep 2021
Price: $40.00
Ownership: Associated Capital Group, Inc.

Insider Reports Filed by Mario J. Gabelli

4 GAB

GABELLI EQUITY TRUST INC

Report period: 28 Apr 2026
Transactions: 2
Transaction value: $0
Filing time: 29 Apr 2026, 16:15
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GNT

GAMCO Natural Resources, Gold & Income Trust

Report period: 20 Mar 2026
Transactions: 2
Transaction value: $0
Filing time: 23 Mar 2026, 14:18
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 24 Feb 2026
Transactions: 1
Transaction value: +$101,460
Filing time: 25 Feb 2026, 15:09
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 23 Feb 2026
Transactions: 1
Transaction value: -$6,816
Filing time: 24 Feb 2026, 15:53
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 17 Feb 2026
Transactions: 1
Transaction value: +$130,920
Filing time: 18 Feb 2026, 17:26
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 27 Jan 2026
Transactions: 1
Transaction value: +$157,946
Filing time: 28 Jan 2026, 16:38
Role: Director, Control Person of Adviser
Next action: Open filing details

4 LGL

LGL GROUP INC

Report period: 16 Jan 2026
Transactions: 1
Transaction value: +$807,467
Filing time: 22 Jan 2026, 16:54
Role: 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 12 Jan 2026
Transactions: 2
Transaction value: +$46,080
Filing time: 14 Jan 2026, 11:37
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 09 Jan 2026
Transactions: 1
Transaction value: -$6,712
Filing time: 13 Jan 2026, 13:46
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 08 Jan 2026
Transactions: 1
Transaction value: +$9,484
Filing time: 12 Jan 2026, 14:18
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 05 Jan 2026
Transactions: 1
Transaction value: -$28,932
Filing time: 07 Jan 2026, 13:40
Role: Director, Control Person of Adviser
Next action: Open filing details

4 LGL

LGL GROUP INC

Report period: 30 Dec 2025
Transactions: 1
Transaction value: +$453,088
Filing time: 31 Dec 2025, 08:13
Role: 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 26 Dec 2025
Transactions: 5
Transaction value: +$16,000,000
Filing time: 02 Jan 2026, 17:34
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 26 Dec 2025
Transactions: 4
Transaction value: +$58,185,000
Filing time: 31 Dec 2025, 15:40
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 26 Dec 2025
Transactions: 2
Transaction value: +$6,675,000
Filing time: 30 Dec 2025, 20:48
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 26 Dec 2025
Transactions: 2
Transaction value: -$4,000,000
Filing time: 30 Dec 2025, 15:26
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 26 Dec 2025
Transactions: 2
Transaction value: -$6,675,000
Filing time: 30 Dec 2025, 12:53
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 11 Dec 2025
Transactions: 1
Transaction value: -$37,800
Filing time: 15 Dec 2025, 15:47
Role: Director, Control Person of Adviser
Next action: Open filing details

4/A GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 09 Dec 2025
Transactions: 2
Transaction value: -$75,255
Filing time: 12 Dec 2025, 15:44
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 05 Dec 2025
Transactions: 2
Transaction value: -$45,872
Filing time: 09 Dec 2025, 15:46
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 03 Dec 2025
Transactions: 1
Transaction value: +$24,219
Filing time: 04 Dec 2025, 14:14
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 18 Nov 2025
Transactions: 1
Transaction value: +$132,447
Filing time: 20 Nov 2025, 13:42
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 10 Nov 2025
Transactions: 1
Transaction value: +$214,300
Filing time: 19 Nov 2025, 14:33
Role: Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 30 Oct 2025
Transactions: 1
Transaction value: +$18,322,380
Filing time: 05 Nov 2025, 19:19
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 27 Oct 2025
Transactions: 1
Transaction value: +$125,138
Filing time: 28 Oct 2025, 15:59
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 20 Oct 2025
Transactions: 1
Transaction value: -$23,426
Filing time: 21 Oct 2025, 14:34
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 26 Sep 2025
Transactions: 4
Transaction value: +$11,500,000
Filing time: 30 Sep 2025, 16:30
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 26 Sep 2025
Transactions: 3
Transaction value: -$6,323,960
Filing time: 30 Sep 2025, 13:40
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 02 Sep 2025
Transactions: 1
Transaction value: +$644
Filing time: 04 Sep 2025, 15:38
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 11 Jul 2025
Transactions: 1
Transaction value: -$11,970
Filing time: 15 Jul 2025, 12:02
Role: Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 01 Jul 2025
Transactions: 1
Transaction value: -$19,078
Filing time: 02 Jul 2025, 15:12
Role: Control Person of Adviser
Next action: Open filing details

4 ECF

ELLSWORTH GROWTH & INCOME FUND LTD

Report period: 26 Jun 2025
Transactions: 1
Transaction value: -$3,200,000
Filing time: 01 Jul 2025, 15:33
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GNT

GAMCO Natural Resources, Gold & Income Trust

Report period: 26 Jun 2025
Transactions: 1
Transaction value: -$2,800,000
Filing time: 30 Jun 2025, 16:48
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 26 Jun 2025
Transactions: 1
Transaction value: -$100,000
Filing time: 30 Jun 2025, 14:35
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 26 Jun 2025
Transactions: 1
Transaction value: -$8,300,000
Filing time: 30 Jun 2025, 13:42
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 26 Jun 2025
Transactions: 1
Transaction value: -$500,000
Filing time: 27 Jun 2025, 13:49
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 BATRA

Atlanta Braves Holdings, Inc.

Report period: 23 May 2025
Transactions: 2
Transaction value: +$86,900
Filing time: 29 May 2025, 16:02
Role: 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 13 May 2025
Transactions: 1
Transaction value: +$173,600
Filing time: 19 May 2025, 14:42
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 20 Feb 2025
Transactions: 1
Transaction value: +$10,202
Filing time: 24 Feb 2025, 17:44
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 10 Feb 2025
Transactions: 1
Transaction value: -$3,901
Filing time: 12 Feb 2025, 13:24
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 22 Jan 2025
Transactions: 1
Transaction value: +$9,950
Filing time: 24 Jan 2025, 15:33
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 17 Jan 2025
Transactions: 2
Transaction value: +$57,100
Filing time: 22 Jan 2025, 13:54
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 16 Jan 2025
Transactions: 1
Transaction value: +$39,200
Filing time: 21 Jan 2025, 13:35
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 10 Jan 2025
Transactions: 2
Transaction value: +$163,329
Filing time: 14 Jan 2025, 12:25
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 30 Dec 2024
Transactions: 2
Transaction value: +$58,600
Filing time: 02 Jan 2025, 14:54
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 26 Dec 2024
Transactions: 1
Transaction value: -$3,500,000
Filing time: 27 Dec 2024, 19:24
Role: Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 23 Dec 2024
Transactions: 1
Transaction value: -$26,607
Filing time: 26 Dec 2024, 13:56
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 12 Dec 2024
Transactions: 2
Transaction value: +$41,102
Filing time: 16 Dec 2024, 16:08
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 04 Dec 2024
Transactions: 3
Transaction value: +$32,988
Filing time: 05 Dec 2024, 13:51
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 03 Dec 2024
Transactions: 1
Transaction value: +$82,562
Filing time: 04 Dec 2024, 13:42
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 02 Dec 2024
Transactions: 1
Transaction value: -$86,940
Filing time: 03 Dec 2024, 13:12
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 29 Nov 2024
Transactions: 1
Transaction value: -$215,460
Filing time: 02 Dec 2024, 13:43
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 27 Nov 2024
Transactions: 1
Transaction value: +$1,154
Filing time: 02 Dec 2024, 11:09
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 26 Nov 2024
Transactions: 1
Transaction value: -$20,100
Filing time: 27 Nov 2024, 16:09
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 25 Nov 2024
Transactions: 1
Transaction value: -$28,655
Filing time: 26 Nov 2024, 15:12
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 25 Nov 2024
Transactions: 1
Transaction value: +$30,540
Filing time: 26 Nov 2024, 12:54
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 21 Nov 2024
Transactions: 1
Transaction value: +$40,560
Filing time: 22 Nov 2024, 16:33
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 19 Nov 2024
Transactions: 1
Transaction value: $0
Filing time: 20 Nov 2024, 16:13
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 15 Nov 2024
Transactions: 2
Transaction value: $0
Filing time: 18 Nov 2024, 16:00
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 14 Nov 2024
Transactions: 1
Transaction value: -$450,816
Filing time: 15 Nov 2024, 16:02
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 13 Nov 2024
Transactions: 1
Transaction value: -$78,865
Filing time: 14 Nov 2024, 16:04
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 08 Nov 2024
Transactions: 1
Transaction value: $0
Filing time: 12 Nov 2024, 06:32
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 07 Nov 2024
Transactions: 1
Transaction value: $0
Filing time: 08 Nov 2024, 16:20
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 06 Nov 2024
Transactions: 1
Transaction value: $0
Filing time: 07 Nov 2024, 16:01
Role: 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 04 Nov 2024
Transactions: 1
Transaction value: +$2,310
Filing time: 05 Nov 2024, 16:18
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GUT

GABELLI UTILITY TRUST

Report period: 25 Oct 2024
Transactions: 2
Transaction value: +$525,850
Filing time: 29 Oct 2024, 11:46
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 16 Oct 2024
Transactions: 1
Transaction value: +$4,987
Filing time: 18 Oct 2024, 19:27
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 15 Oct 2024
Transactions: 1
Transaction value: +$2,509
Filing time: 17 Oct 2024, 16:02
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 15 Oct 2024
Transactions: 1
Transaction value: +$49,800
Filing time: 16 Oct 2024, 21:16
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 15 Oct 2024
Transactions: 1
Transaction value: -$11,190
Filing time: 16 Oct 2024, 21:08
Role: Control Person of Adviser
Next action: Open filing details

4/A GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 11 Oct 2024
Transactions: 5
Transaction value: +$84,115,000
Filing time: 18 Oct 2024, 19:45
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 BATRA

Atlanta Braves Holdings, Inc.

Report period: 11 Oct 2024
Transactions: 1
Transaction value: +$14,608
Filing time: 15 Oct 2024, 06:45
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 10 Oct 2024
Transactions: 1
Transaction value: $0
Filing time: 15 Oct 2024, 06:42
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 01 Oct 2024
Transactions: 2
Transaction value: -$7,113
Filing time: 01 Oct 2024, 16:11
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 13 Sep 2024
Transactions: 1
Transaction value: $0
Filing time: 16 Sep 2024, 16:10
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 09 Sep 2024
Transactions: 1
Transaction value: -$26,790
Filing time: 10 Sep 2024, 16:04
Role: 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 05 Sep 2024
Transactions: 1
Transaction value: -$32,023
Filing time: 06 Sep 2024, 15:05
Role: Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 04 Sep 2024
Transactions: 1
Transaction value: +$190,362
Filing time: 05 Sep 2024, 15:24
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 29 Aug 2024
Transactions: 1
Transaction value: -$2,484
Filing time: 03 Sep 2024, 16:12
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 29 Aug 2024
Transactions: 1
Transaction value: -$6,359
Filing time: 30 Aug 2024, 15:18
Role: Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 29 Aug 2024
Transactions: 1
Transaction value: -$65,523
Filing time: 29 Aug 2024, 17:46
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 28 Aug 2024
Transactions: 1
Transaction value: $0
Filing time: 29 Aug 2024, 16:07
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 26 Aug 2024
Transactions: 1
Transaction value: $0
Filing time: 27 Aug 2024, 16:16
Role: 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 19 Aug 2024
Transactions: 1
Transaction value: +$53,780
Filing time: 21 Aug 2024, 16:20
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 19 Aug 2024
Transactions: 1
Transaction value: $0
Filing time: 20 Aug 2024, 16:20
Role: 10%+ Owner
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 05 Aug 2024
Transactions: 1
Transaction value: +$15,833
Filing time: 07 Aug 2024, 12:02
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 02 Aug 2024
Transactions: 1
Transaction value: +$75,156
Filing time: 05 Aug 2024, 18:48
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 29 Jul 2024
Transactions: 1
Transaction value: -$24,465
Filing time: 31 Jul 2024, 15:27
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 29 Jul 2024
Transactions: 1
Transaction value: +$2,490
Filing time: 31 Jul 2024, 13:14
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 29 Jul 2024
Transactions: 1
Transaction value: -$5,300
Filing time: 30 Jul 2024, 19:24
Role: Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 25 Jul 2024
Transactions: 2
Transaction value: +$350,000
Filing time: 26 Jul 2024, 15:59
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 15 Jul 2024
Transactions: 6
Transaction value: -$2,469
Filing time: 19 Jul 2024, 14:33
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BATRA

Atlanta Braves Holdings, Inc.

Report period: 03 Jul 2024
Transactions: 1
Transaction value: +$21,147
Filing time: 05 Jul 2024, 16:43
Role: 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 26 Jun 2024
Transactions: 1
Transaction value: -$3,700,000
Filing time: 28 Jun 2024, 18:01
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 26 Jun 2024
Transactions: 1
Transaction value: +$1,175,000
Filing time: 28 Jun 2024, 16:26
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 ECF

ELLSWORTH GROWTH & INCOME FUND LTD

Report period: 26 Jun 2024
Transactions: 2
Transaction value: -$1,000,000
Filing time: 28 Jun 2024, 15:43
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 26 Jun 2024
Transactions: 1
Transaction value: -$200,000
Filing time: 27 Jun 2024, 21:35
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BATRA

Atlanta Braves Holdings, Inc.

Report period: 25 Jun 2024
Transactions: 1
Transaction value: +$19,940
Filing time: 27 Jun 2024, 19:11
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 13 Jun 2024
Transactions: 3
Transaction value: -$46,822
Filing time: 25 Jun 2024, 16:20
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 10 Jun 2024
Transactions: 2
Transaction value: $0
Filing time: 13 Jun 2024, 16:19
Role: 10%+ Owner
Next action: Open filing details

4 BATRA

Atlanta Braves Holdings, Inc.

Report period: 31 May 2024
Transactions: 1
Transaction value: +$20,700
Filing time: 03 Jun 2024, 16:22
Role: 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 11 Apr 2024
Transactions: 1
Transaction value: -$2,079
Filing time: 15 Apr 2024, 19:59
Role: Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 11 Apr 2024
Transactions: 1
Transaction value: -$30,916
Filing time: 12 Apr 2024, 13:32
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 08 Apr 2024
Transactions: 2
Transaction value: $0
Filing time: 29 May 2024, 16:27
Role: 10%+ Owner
Next action: Open filing details

4 BATRA

Atlanta Braves Holdings, Inc.

Report period: 02 Apr 2024
Transactions: 1
Transaction value: +$20,625
Filing time: 03 Apr 2024, 16:11
Role: 10%+ Owner
Next action: Open filing details

4/A BCV

BANCROFT FUND LTD

Report period: 28 Mar 2024
Transactions: 1
Transaction value: -$63,592
Filing time: 31 Jul 2024, 14:38
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 28 Mar 2024
Transactions: 1
Transaction value: -$31,796
Filing time: 01 Apr 2024, 14:58
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 26 Mar 2024
Transactions: 4
Transaction value: -$9,900,000
Filing time: 28 Mar 2024, 13:13
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 18 Mar 2024
Transactions: 2
Transaction value: -$13,275
Filing time: 10 Apr 2024, 16:01
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 04 Mar 2024
Transactions: 2
Transaction value: $0
Filing time: 14 Mar 2024, 16:20
Role: 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 29 Feb 2024
Transactions: 3
Transaction value: +$6,100,000
Filing time: 01 Mar 2024, 18:05
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 29 Feb 2024
Transactions: 2
Transaction value: +$6,000,000
Filing time: 01 Mar 2024, 16:54
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GNT

GAMCO Natural Resources, Gold & Income Trust

Report period: 22 Feb 2024
Transactions: 5
Transaction value: +$8,700,000
Filing time: 03 Apr 2024, 16:43
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 20 Feb 2024
Transactions: 1
Transaction value: $0
Filing time: 22 Feb 2024, 16:02
Role: 10%+ Owner
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 02 Feb 2024
Transactions: 1
Transaction value: -$30,808
Filing time: 06 Feb 2024, 11:51
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 04 Jan 2024
Transactions: 1
Transaction value: $0
Filing time: 08 Jan 2024, 16:11
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 03 Jan 2024
Transactions: 1
Transaction value: $0
Filing time: 04 Jan 2024, 16:09
Role: 10%+ Owner
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 28 Dec 2023
Transactions: 1
Transaction value: -$28,161
Filing time: 02 Jan 2024, 14:49
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 26 Dec 2023
Transactions: 3
Transaction value: -$6,110,000
Filing time: 28 Dec 2023, 20:07
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 26 Dec 2023
Transactions: 2
Transaction value: -$3,500,000
Filing time: 27 Dec 2023, 17:59
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 26 Dec 2023
Transactions: 1
Transaction value: -$2,994,300
Filing time: 27 Dec 2023, 13:49
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 11 Dec 2023
Transactions: 1
Transaction value: -$16,020
Filing time: 13 Dec 2023, 16:14
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 11 Dec 2023
Transactions: 1
Transaction value: +$54,269
Filing time: 13 Dec 2023, 15:41
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 11 Dec 2023
Transactions: 1
Transaction value: -$26,102
Filing time: 13 Dec 2023, 15:27
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 07 Dec 2023
Transactions: 3
Transaction value: $0
Filing time: 29 Dec 2023, 16:36
Role: 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 07 Dec 2023
Transactions: 1
Transaction value: -$13,885
Filing time: 11 Dec 2023, 17:39
Role: Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 07 Dec 2023
Transactions: 1
Transaction value: $0
Filing time: 08 Dec 2023, 16:44
Role: 10%+ Owner
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 07 Dec 2023
Transactions: 1
Transaction value: -$15,150
Filing time: 08 Dec 2023, 14:13
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 07 Dec 2023
Transactions: 2
Transaction value: $0
Filing time: 07 Dec 2023, 16:11
Role: 10%+ Owner
Next action: Open filing details

4 MACT

MachTen, Inc.

Report period: 05 Dec 2023
Transactions: 1
Transaction value: $0
Filing time: 07 Dec 2023, 16:09
Role: 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 22 Nov 2023
Transactions: 1
Transaction value: -$17,094
Filing time: 27 Nov 2023, 14:52
Role: Control Person of Adviser
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 20 Nov 2023
Transactions: 1
Transaction value: -$115,704
Filing time: 22 Nov 2023, 17:27
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 20 Nov 2023
Transactions: 2
Transaction value: $0
Filing time: 21 Nov 2023, 16:09
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 15 Nov 2023
Transactions: 1
Transaction value: $0
Filing time: 16 Nov 2023, 16:03
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 13 Nov 2023
Transactions: 1
Transaction value: $0
Filing time: 14 Nov 2023, 16:07
Role: 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 07 Nov 2023
Transactions: 1
Transaction value: -$20,861
Filing time: 08 Nov 2023, 17:42
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 26 Oct 2023
Transactions: 1
Transaction value: -$56,897
Filing time: 27 Oct 2023, 15:10
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 10 Oct 2023
Transactions: 1
Transaction value: $0
Filing time: 11 Oct 2023, 16:06
Role: 10%+ Owner
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 26 Sep 2023
Transactions: 3
Transaction value: -$5,278,480
Filing time: 28 Sep 2023, 20:51
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 25 Sep 2023
Transactions: 1
Transaction value: +$1,054
Filing time: 27 Sep 2023, 16:57
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 15 Sep 2023
Transactions: 2
Transaction value: $0
Filing time: 15 Sep 2023, 14:20
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 13 Sep 2023
Transactions: 1
Transaction value: +$3,766
Filing time: 13 Sep 2023, 16:19
Role: 10%+ Owner
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 11 Sep 2023
Transactions: 2
Transaction value: -$286,839
Filing time: 13 Sep 2023, 12:03
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 11 Sep 2023
Transactions: 1
Transaction value: $0
Filing time: 12 Sep 2023, 16:09
Role: 10%+ Owner
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 23 Aug 2023
Transactions: 1
Transaction value: -$7,773
Filing time: 24 Aug 2023, 16:56
Role: 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 07 Aug 2023
Transactions: 1
Transaction value: +$952
Filing time: 08 Aug 2023, 16:50
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

3 MACT

MachTen, Inc.

Report period: 31 Jul 2023
Transactions: 0
Transaction value: $0
Filing time: 02 Aug 2023, 17:41
Role: Other*
Next action: Open filing details

4 GDL

GDL FUND

Report period: 31 Jul 2023
Transactions: 1
Transaction value: +$3,966
Filing time: 01 Aug 2023, 20:38
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 28 Jul 2023
Transactions: 1
Transaction value: -$42,625
Filing time: 01 Aug 2023, 12:57
Role: Control Person of Adviser
Next action: Open filing details

4 ECF

ELLSWORTH GROWTH & INCOME FUND LTD

Report period: 26 Jun 2023
Transactions: 4
Transaction value: -$250,000
Filing time: 29 Jun 2023, 19:39
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 20 Jun 2023
Transactions: 1
Transaction value: -$41,430
Filing time: 22 Jun 2023, 20:46
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 20 Jun 2023
Transactions: 1
Transaction value: -$83,678
Filing time: 21 Jun 2023, 15:29
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 08 Jun 2023
Transactions: 1
Transaction value: -$50,935
Filing time: 12 Jun 2023, 16:55
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 30 May 2023
Transactions: 1
Transaction value: -$25,094
Filing time: 01 Jun 2023, 17:28
Role: Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 01 May 2023
Transactions: 1
Transaction value: -$32,721
Filing time: 03 May 2023, 15:01
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 17 Apr 2023
Transactions: 1
Transaction value: -$15,700
Filing time: 18 Apr 2023, 16:43
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 14 Apr 2023
Transactions: 1
Transaction value: -$198,977
Filing time: 17 Apr 2023, 16:51
Role: Director, Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 14 Apr 2023
Transactions: 1
Transaction value: -$5,800
Filing time: 17 Apr 2023, 16:29
Role: 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 27 Mar 2023
Transactions: 1
Transaction value: -$2,500,000
Filing time: 28 Mar 2023, 18:07
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4/A AC

Associated Capital Group, Inc.

Report period: 07 Mar 2023
Transactions: 1
Transaction value: $0
Filing time: 13 Mar 2023, 16:49
Role: Executive Chairman, Director, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 10 Feb 2023
Transactions: 1
Transaction value: +$16,240
Filing time: 16 Feb 2023, 19:45
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 18 Jan 2023
Transactions: 5
Transaction value: +$5,110,000
Filing time: 20 Jan 2023, 19:43
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 29 Dec 2022
Transactions: 2
Transaction value: +$3,500,000
Filing time: 05 Jan 2023, 17:32
Role: Control Person of Adviser
Next action: Open filing details

4 MPTI

M-tron Industries, Inc.

Report period: 28 Dec 2022
Transactions: 1
Transaction value: -$81,078
Filing time: 30 Dec 2022, 15:01
Role: 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 27 Dec 2022
Transactions: 4
Transaction value: -$11,300,000
Filing time: 28 Dec 2022, 20:21
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 06 Dec 2022
Transactions: 1
Transaction value: -$25,686
Filing time: 08 Dec 2022, 14:32
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 05 Dec 2022
Transactions: 1
Transaction value: -$26,776
Filing time: 07 Dec 2022, 18:34
Role: Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 01 Dec 2022
Transactions: 1
Transaction value: -$4,814
Filing time: 05 Dec 2022, 20:48
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 01 Dec 2022
Transactions: 1
Transaction value: -$25,251
Filing time: 05 Dec 2022, 14:54
Role: Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 07 Nov 2022
Transactions: 1
Transaction value: -$30,621
Filing time: 09 Nov 2022, 18:28
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 24 Oct 2022
Transactions: 1
Transaction value: +$1,766
Filing time: 26 Oct 2022, 15:39
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 19 Oct 2022
Transactions: 1
Transaction value: -$50,124
Filing time: 21 Oct 2022, 15:34
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 17 Oct 2022
Transactions: 2
Transaction value: $0
Filing time: 20 Oct 2022, 17:24
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 17 Oct 2022
Transactions: 2
Transaction value: $0
Filing time: 19 Oct 2022, 18:28
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 17 Oct 2022
Transactions: 2
Transaction value: $0
Filing time: 19 Oct 2022, 16:24
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 17 Oct 2022
Transactions: 2
Transaction value: $0
Filing time: 18 Oct 2022, 19:58
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

3 MPTI

M-tron Industries, Inc.

Report period: 07 Oct 2022
Transactions: 0
Transaction value: $0
Filing time: 14 Oct 2022, 16:11
Role: 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 07 Oct 2022
Transactions: 1
Transaction value: +$9,468
Filing time: 11 Oct 2022, 17:07
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 03 Oct 2022
Transactions: 2
Transaction value: +$23,248
Filing time: 05 Oct 2022, 20:04
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 26 Sep 2022
Transactions: 6
Transaction value: -$2,618,310
Filing time: 29 Sep 2022, 15:51
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 19 Aug 2022
Transactions: 1
Transaction value: -$46,741
Filing time: 23 Aug 2022, 16:32
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 25 Jul 2022
Transactions: 1
Transaction value: -$100,208
Filing time: 26 Jul 2022, 15:17
Role: Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 18 Jul 2022
Transactions: 1
Transaction value: +$7,425
Filing time: 20 Jul 2022, 14:40
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 ECF

ELLSWORTH GROWTH & INCOME FUND LTD

Report period: 01 Jul 2022
Transactions: 5
Transaction value: +$7,900,000
Filing time: 07 Jul 2022, 17:00
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GLU

GABELLI GLOBAL UTILITY & INCOME TRUST

Report period: 30 Jun 2022
Transactions: 3
Transaction value: +$1,826,480
Filing time: 01 Jul 2022, 19:48
Role: Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 15 Jun 2022
Transactions: 1
Transaction value: +$17,933
Filing time: 17 Jun 2022, 16:37
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDV

GABELLI DIVIDEND & INCOME TRUST

Report period: 14 Jun 2022
Transactions: 1
Transaction value: -$105,718
Filing time: 16 Jun 2022, 21:15
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 13 Jun 2022
Transactions: 1
Transaction value: -$42,932
Filing time: 15 Jun 2022, 21:47
Role: Control Person of Adviser
Next action: Open filing details

4 GUT

GABELLI UTILITY TRUST

Report period: 25 Apr 2022
Transactions: 3
Transaction value: +$827,436
Filing time: 27 Apr 2022, 21:22
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GDL

GDL FUND

Report period: 28 Mar 2022
Transactions: 5
Transaction value: +$12,400,000
Filing time: 30 Mar 2022, 20:04
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 10 Jan 2022
Transactions: 1
Transaction value: -$32,578
Filing time: 12 Jan 2022, 16:34
Role: Control Person of Adviser
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 17 Dec 2021
Transactions: 2
Transaction value: +$6,000,000
Filing time: 21 Dec 2021, 19:21
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 12 Nov 2021
Transactions: 2
Transaction value: -$112,639
Filing time: 16 Nov 2021, 11:10
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report period: 01 Nov 2021
Transactions: 1
Transaction value: -$2,243
Filing time: 03 Nov 2021, 15:24
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 01 Nov 2021
Transactions: 2
Transaction value: -$22,511
Filing time: 03 Nov 2021, 14:41
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGZ

Gabelli Global Small & Mid Cap Value Trust

Report period: 01 Nov 2021
Transactions: 6
Transaction value: +$12,635,000
Filing time: 02 Nov 2021, 15:13
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 22 Oct 2021
Transactions: 1
Transaction value: -$32,287
Filing time: 26 Oct 2021, 17:27
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GRX

Gabelli Healthcare & WellnessRx Trust

Report period: 15 Oct 2021
Transactions: 5
Transaction value: +$14,000,000
Filing time: 19 Oct 2021, 20:19
Role: Director, Control Person of Adviser, 10%+ Owner
Next action: Open filing details

4 GDL

GDL FUND

Report period: 30 Sep 2021
Transactions: 1
Transaction value: -$66,438
Filing time: 04 Oct 2021, 19:20
Role: Director, Control Person of Adviser
Next action: Open filing details

Gabelli Go Anywhere Trust

Report period: 30 Sep 2021
Transactions: 4
Transaction value: -$16,027,100
Filing time: 04 Oct 2021, 13:19
Role: Director, Control Person of Adviser
Next action: Open filing details

Gabelli Go Anywhere Trust

Report period: 27 Sep 2021
Transactions: 1
Transaction value: -$1,168,000
Filing time: 29 Sep 2021, 11:51
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 31 Aug 2021
Transactions: 6
Transaction value: +$5,124,670
Filing time: 02 Sep 2021, 19:18
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 30 Aug 2021
Transactions: 2
Transaction value: $0
Filing time: 01 Sep 2021, 16:05
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GGT

GABELLI MULTIMEDIA TRUST INC.

Report period: 27 Aug 2021
Transactions: 1
Transaction value: -$3,776
Filing time: 31 Aug 2021, 14:54
Role: Director, Control Person of Adviser
Next action: Open filing details

4 BCV

BANCROFT FUND LTD

Report period: 06 Aug 2021
Transactions: 1
Transaction value: -$62,125
Filing time: 10 Aug 2021, 15:16
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GAB

GABELLI EQUITY TRUST INC

Report period: 21 Jul 2021
Transactions: 3
Transaction value: +$1,242,642
Filing time: 22 Jul 2021, 13:52
Role: Director, Control Person of Adviser
Next action: Open filing details

Gabelli Go Anywhere Trust

Report period: 07 Jun 2021
Transactions: 1
Transaction value: -$6,604
Filing time: 09 Jun 2021, 13:38
Role: Director, Control Person of Adviser
Next action: Open filing details

Gabelli Go Anywhere Trust

Report period: 25 May 2021
Transactions: 1
Transaction value: -$27,896
Filing time: 26 May 2021, 17:06
Role: Director, Control Person of Adviser
Next action: Open filing details

Gabelli Go Anywhere Trust

Report period: 17 May 2021
Transactions: 2
Transaction value: -$16,035
Filing time: 19 May 2021, 15:49
Role: Director, Control Person of Adviser
Next action: Open filing details

4 GAMI

GAMCO INVESTORS, INC. ET AL

Report period: 14 May 2021
Transactions: 2
Transaction value: -$638,139
Filing time: 17 May 2021, 16:07
Role: Chairman & CEO, Director, 10%+ Owner
Next action: Open filing details

4 GAMI

GAMCO INVESTORS, INC. ET AL

Report period: 12 May 2021
Transactions: 2
Transaction value: -$774,018
Filing time: 13 May 2021, 16:20
Role: Chairman & CEO, Director, 10%+ Owner
Next action: Open filing details

4 GAMI

GAMCO INVESTORS, INC. ET AL

Report period: 10 May 2021
Transactions: 2
Transaction value: -$148,151
Filing time: 11 May 2021, 16:12
Role: Chairman & CEO, Director, 10%+ Owner
Next action: Open filing details

4 GAMI

GAMCO INVESTORS, INC. ET AL

Report period: 06 May 2021
Transactions: 2
Transaction value: -$29,404
Filing time: 07 May 2021, 16:23
Role: Chairman & CEO, Director, 10%+ Owner
Next action: Open filing details

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Holdings reported by Mario J. Gabelli:

Insider Reports Filed by Mario J. Gabelli