Mario J. Gabelli - 20 Nov 2023 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU)

Role
Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GLU
Transactions as of
20 Nov 2023
Net transactions value
-$115,704
Form type
4
Filing time
22 Nov 2023, 17:27:09 UTC
Previous filing
16 Nov 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLU.B Series B Cumulative Puttable and Callable Preferred Shares Sale $115,704 -2,298 -2.9% $50.35 76,000 20 Nov 2023 Associated Capital Group, Inc. F1, F2
holding GLU.B Series B Cumulative Puttable and Callable Preferred Shares 59,886 20 Nov 2023 GAMCO Investors, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.