Mario J. Gabelli - Nov 20, 2023 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU.B)

Role
Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GLU.B
Transactions as of
Nov 20, 2023
Transactions value $
-$115,704
Form type
4
Date filed
11/22/2023, 05:27 PM
Previous filing
Nov 16, 2023
Next filing
Nov 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLU.B Series B Cumulative Puttable and Callable Preferred Shares Sale -$116K -2.3K -2.93% $50.35 76K Nov 20, 2023 Associated Capital Group, Inc. F1, F2
holding GLU.B Series B Cumulative Puttable and Callable Preferred Shares 59.9K Nov 20, 2023 GAMCO Investors, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.