Mario J. Gabelli - 29 Dec 2022 Form 4 Insider Report for GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV)

Role
Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GCV
Transactions as of
29 Dec 2022
Net transactions value
+$3,500,000
Form type
4
Filing time
05 Jan 2023, 17:32:04 UTC
Previous filing
30 Dec 2022
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCV Series G Cumulative Preferred Stock Purchase $2,000,000 +200,000 $10.00 200,000 29 Dec 2022 Associated Capital Group, Inc. F1
transaction GCV Series G Cumulative Preferred Stock Purchase $1,500,000 +150,000 $10.00 150,000 29 Dec 2022 GAMCO Investors, Inc. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.