Key facts
- This page summarizes Mario J. Gabelli's Form 4 filing for GAMCO INVESTORS, INC. ET AL (GAMI).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 May 2021, 16:07.
Mario J. Gabelli - 14 May 2021 Form 4 Insider Report for GAMCO INVESTORS, INC. ET AL (GAMI)
- Reporting relationship
- Chairman & CEO, Director, 10%+ Owner
- Issuer ticker
- GAMI
- Reported as of
- 14 May 2021
- Net transaction value
- -$638,139
- SEC form
- 4
- Accepted by SEC
- 17 May 2021, 16:07:46 UTC
- Prior SEC filing
- 13 May 2021
- Next SEC filing
- 19 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mario J. Gabelli filed Form 4 for GAMCO INVESTORS, INC. ET AL (GAMI) on 17 May 2021.
Change
- Previous filing in this sequence was filed on 13 May 2021.
- Current net transaction value: -$638,139.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GAMI
transaction
Class A Common Stock
Sale
- Transaction value
- $258,135
- Shares
- -10,208
- Change %
- -0.55%
- Price
- $25.29
- Shares after
- 1,855,521
- Date
- 14 May 2021
- Ownership
- By: Associated Capital Group, Inc.
GAMI
transaction
Class A Common Stock
Sale
- Transaction value
- $380,004
- Shares
- -14,870
- Change %
- -0.8%
- Price
- $25.56
- Shares after
- 1,840,651
- Date
- 17 May 2021
- Ownership
- By: Associated Capital Group, Inc.
GAMI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,642
- Date
- 14 May 2021
- Ownership
- Direct
GAMI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,006
- Date
- 14 May 2021
- Ownership
- By: GGCP, Inc.
GAMI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 816,501
- Date
- 14 May 2021
- Ownership
- By: Gabelli & Company Investment Advisers, Inc.
GAMI
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 453,295
- Date
- 14 May 2021
- Ownership
- Direct
- Footnotes
- F1
GAMI
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,313,741
- Date
- 14 May 2021
- Ownership
- By: GGCP Holdings, LLC
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.
Footnote F2
These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.