Mario J. Gabelli - 30 Jun 2022 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU)

Role
Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GLU
Transactions as of
30 Jun 2022
Net transactions value
+$1,826,480
Form type
4
Filing time
01 Jul 2022, 19:48:21 UTC
Previous filing
17 Jun 2022
Next filing
07 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLU Common Shares, Par Value $0.001 Other $249,776 +15,611 +25% $16.00 78,054 30 Jun 2022 Direct F1
transaction GLU Common Shares, Par Value $0.001 Other $1,557,792 +97,362 +25% $16.00 486,810 30 Jun 2022 Associated Capital Group, Inc. F1, F2
transaction GLU Common Shares, Par Value $0.001 Other $18,912 +1,182 +25% $16.00 5,908 30 Jun 2022 Trust account F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired these common shares through the exercise of common share purchase rights.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.