Mario J. Gabelli - Dec 17, 2021 Form 4 Insider Report for GABELLI EQUITY TRUST INC (GAB)

Role
Director, Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GAB
Transactions as of
Dec 17, 2021
Transactions value $
$6,000,000
Form type
4
Date filed
12/21/2021, 07:21 PM
Previous filing
Nov 16, 2021
Next filing
Jan 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAB Series M Cumulative Preferred Stock Purchase $4M +40K $100.00 40K Dec 17, 2021 GAMCO Investors, Inc. F1
transaction GAB Series M Cumulative Preferred Stock Purchase $2M +20K $100.00 20K Dec 17, 2021 Associated Capital Group, Inc. F2
holding GAB Series G Cumulative Preferred Stock 29K Dec 17, 2021 Associated Capital Group, Inc. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.