Mario J. Gabelli - 27 Sep 2021 Form 4 Insider Report for Gabelli Go Anywhere Trust

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Sep 2021, 11:51:32 UTC
Prior SEC filing
02 Sep 2021
Next SEC filing
04 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
John C. Ball as Attorney-in-Fact for Mario J. Gabelli

Key filing fact

Mario J. Gabelli filed Form 4 for Gabelli Go Anywhere Trust on 29 Sep 2021.

Key facts

  • This page summarizes Mario J. Gabelli's Form 4 filing for Gabelli Go Anywhere Trust.
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 29 Sep 2021, 11:51.

Change

  • Previous filing in this sequence was filed on 02 Sep 2021.
  • Current net transaction value: -$1,168,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GGO.A transaction

Series A Cumulative Puttable and Callable Preferred Shares

Other

Transaction value
$1,168,000
Shares
-29,200
Change %
-100%
Price
$40.00*
Shares after
0
Date
27 Sep 2021
Ownership
Associated Capital Group, Inc.
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series A Cumulative Puttable and Callable Preferred Shares on September 27, 2021.

Footnote F2

The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .