Key facts
- This page summarizes Mario J. Gabelli's Form 4 filing for Gabelli Global Small & Mid Cap Value Trust (GGZ).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Jan 2025, 12:25.
Mario J. Gabelli - 10 Jan 2025 Form 4 Insider Report for Gabelli Global Small & Mid Cap Value Trust (GGZ)
- Reporting relationship
- Director, Control Person of Adviser, 10%+ Owner
- Issuer ticker
- GGZ
- Reported as of
- 10 Jan 2025
- Net transaction value
- +$163,329
- SEC form
- 4
- Accepted by SEC
- 14 Jan 2025, 12:25:42 UTC
- Prior SEC filing
- 02 Jan 2025
- Next SEC filing
- 21 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mario J. Gabelli filed Form 4 for Gabelli Global Small & Mid Cap Value Trust (GGZ) on 14 Jan 2025.
Change
- Previous filing in this sequence was filed on 02 Jan 2025.
- Current net transaction value: +$163,329.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GGZ
transaction
Common Shares, Par Value $0.001
Purchase
- Transaction value
- $89,857
- Shares
- +7,700
- Change %
- +24%
- Price
- $11.67
- Shares after
- 39,286
- Date
- 10 Jan 2025
- Ownership
- GGCP, Inc.
- Footnotes
- F1
GGZ
transaction
Common Shares, Par Value $0.001
Purchase
- Transaction value
- $73,472
- Shares
- +6,300
- Change %
- +16%
- Price
- $11.66
- Shares after
- 45,586
- Date
- 13 Jan 2025
- Ownership
- GGCP, Inc.
- Footnotes
- F1
GGZ
holding
Common Shares, Par Value $0.001
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,678,111
- Date
- 10 Jan 2025
- Ownership
- Direct
GGZ
holding
Common Shares, Par Value $0.001
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,145
- Date
- 10 Jan 2025
- Ownership
- Gabelli & Company Investment Advisers, Inc.
- Footnotes
- F2
GGZ
holding
Common Shares, Par Value $0.001
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 82,711
- Date
- 10 Jan 2025
- Ownership
- Associated Capital Group, Inc.
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Footnote F2
The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Footnote F3
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.