Mario J. Gabelli - Dec 27, 2022 Form 4 Insider Report for Gabelli Healthcare & WellnessRx Trust (GRX)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GRX
Transactions as of
Dec 27, 2022
Transactions value $
-$11,300,000
Form type
4
Date filed
12/28/2022, 08:21 PM
Previous filing
Dec 8, 2022
Next filing
Dec 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRX Series C Cumulative Preferred Shares Other -$3.5M -175K -100% $20.00 0 Dec 27, 2022 Direct F1
transaction GRX Series C Cumulative Preferred Shares Other -$2M -100K -100% $20.00 0 Dec 27, 2022 Associated Capital Group, Inc. F1, F2
transaction GRX Series C Cumulative Preferred Shares Other -$3.8M -190K -100% $20.00 0 Dec 27, 2022 MJG IV Limited Partnership F1, F3
transaction GRX Series C Cumulative Preferred Shares Other -$2M -100K -100% $20.00 0 Dec 27, 2022 GPJ Retirement Partners F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Preferred Shares.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F4 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.