Mario J. Gabelli - Nov 22, 2023 Form 4 Insider Report for GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV)

Role
Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GCV
Transactions as of
Nov 22, 2023
Transactions value $
-$17,094
Form type
4
Date filed
11/27/2023, 02:52 PM
Previous filing
Nov 21, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCV Common Stock, Par Value $0.001 Sale -$17.1K -5K -1.48% $3.42 332K Nov 22, 2023 Associated Capital Group, Inc. F1
holding GCV Common Stock, Par Value $0.001 489K Nov 22, 2023 Direct
holding GCV Common Stock, Par Value $0.001 1.11M Nov 22, 2023 GGCP, Inc. F2
holding GCV Common Stock, Par Value $0.001 17.6K Nov 22, 2023 Gabelli & Company Investment Advisers, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.