| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GABELLI MARIO J | Director, Control Person of Adviser, 10%+ Owner | C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE | Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli | 02 Jan 2026 | 0001185533 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GRX.E | Series E Cumulative Preferred Shares | Purchase | $5,000,000 | +500,000 | +250% | $10.00 | 700,000 | 26 Dec 2025 | Associated Capital Group, Inc. | F1 |
| transaction | GRX.E | Series E Cumulative Preferred Shares | Purchase | $2,000,000 | +200,000 | $10.00 | 200,000 | 26 Dec 2025 | GGCP, Inc. | F2 | |
| transaction | GRX.E | Series E Cumulative Preferred Shares | Other | $2,000,000 | -200,000 | -100% | $10.00 | 0 | 26 Dec 2025 | Direct | F3 |
| transaction | GRX.E | Series E Cumulative Preferred Shares | Purchase | $10,000,000 | +1,000,000 | $10.00 | 1,000,000 | 26 Dec 2025 | Direct | ||
| transaction | GRX.E | Series E Cumulative Preferred Shares | Purchase | $1,000,000 | +100,000 | $10.00 | 100,000 | 26 Dec 2025 | MJG Associates | F4 |
| Id | Content |
|---|---|
| F1 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F2 | The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F3 | Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Preferred Shares. |
| F4 | Shares are owned by MJG Associates. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. |