Mario J. Gabelli - 26 Sep 2022 Form 4 Insider Report for Gabelli Global Small & Mid Cap Value Trust (GGZ)

Role: Director, Control Person of Adviser, 10%+ Owner
Signature: Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol: GGZ
Transactions as of: 26 Sep 2022
Net transactions value: -$2,618,310
Form type: 4
Filing time: 29 Sep 2022, 15:51:25 UTC
Previous filing: 23 Aug 2022
Next filing: 05 Oct 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GGZ	Series B Cumulative Preferred Shares	Other	$414,460	-41,446	-21%	$10.00	158,554	26 Sep 2022	Associated Capital Group, Inc.	F1, F2
transaction	GGZ	Series B Cumulative Preferred Shares	Other	$518,070	-51,807	-21%	$10.00	198,193	26 Sep 2022	GGCP, Inc.	F1, F3
transaction	GGZ	Series B Cumulative Preferred Shares	Other	$207,220	-20,722	-21%	$10.00	79,278	26 Sep 2022	GPJ Retirement Partners	F1, F4
transaction	GGZ	Series B Cumulative Preferred Shares	Other	$414,460	-41,446	-21%	$10.00	158,554	26 Sep 2022	E3M 2018, LLC	F1, F5
transaction	GGZ	Series B Cumulative Preferred Shares	Other	$725,300	-72,530	-21%	$10.00	277,470	26 Sep 2022	E3M Investors, LLC	F1, F6
transaction	GGZ	Series B Cumulative Preferred Shares	Other	$338,800	-33,880	-21%	$10.00	129,620	26 Sep 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option.
F2	The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3	The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4	The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F5	The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F6	The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.