Mario J. Gabelli - Sep 11, 2023 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU)

Role
Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GLU
Transactions as of
Sep 11, 2023
Transactions value $
-$286,839
Form type
4
Date filed
9/13/2023, 12:03 PM
Previous filing
Aug 24, 2023
Next filing
Sep 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLU Series B Cumulative Puttable and Callable Preferred Shares Sale -$126K -2.5K -2.98% $50.30 81.5K Sep 11, 2023 Associated Capital Group, Inc. F1
transaction GLU Series B Cumulative Puttable and Callable Preferred Shares Sale -$161K -3.2K -3.93% $50.31 78.3K Sep 12, 2023 Associated Capital Group, Inc. F1
holding GLU Series B Cumulative Puttable and Callable Preferred Shares 59.9K Sep 11, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.