Mario J. Gabelli - Oct 11, 2024 Form 4/A - Amendment Insider Report for GABELLI DIVIDEND & INCOME TRUST (GDV.M)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GDV.M
Transactions as of
Oct 11, 2024
Transactions value $
$84,115,000
Form type
4/A - Amendment
Date filed
10/18/2024, 07:45 PM
Date Of Original Report
Oct 15, 2024
Previous filing
Oct 15, 2024
Next filing
Oct 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDV.M Series M Cumulative Preferred Shares Purchase $31M +3.1M $10.00 3.1M Oct 11, 2024 Associated Capital Group, Inc. F1, F2
transaction GDV.M Series M Cumulative Preferred Shares Purchase $6M +600K $10.00 600K Oct 11, 2024 GAMCO Investors, Inc. F3
transaction GDV.M Series M Cumulative Preferred Shares Purchase $15M +1.5M $10.00 1.5M Oct 11, 2024 GGCP, Inc. F4
transaction GDV.M Series M Cumulative Preferred Shares Purchase $800K +80K $10.00 80K Oct 11, 2024 GPJ Retirement Partners F5
transaction GDV.M Series M Cumulative Preferred Shares Purchase $31.3M +3.13M $10.00 3.13M Oct 11, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were originally reported as 310,000 and should have been 3,100,000
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F5 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.