| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GABELLI MARIO J | Director, Control Person of Adviser, 10%+ Owner | C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE | Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli | 2025-11-05 | 0001185533 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GRX.G | Series G Cumulative Preferred Shares | Purchase | $18.3M | +1.8M | +900% | $10.18 | 2M | Oct 30, 2025 | Associated Capital Group, Inc. | F1 |
| holding | GRX.G | Series G Cumulative Preferred Shares | 200K | Oct 30, 2025 | Direct | ||||||
| holding | GRX.G | Series G Cumulative Preferred Shares | 400K | Oct 30, 2025 | GAMCO Investors, Inc. | F2 |
| Id | Content |
|---|---|
| F1 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F2 | The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |