Mario J. Gabelli - 30 Sep 2021 Form 4 Insider Report for Gabelli Go Anywhere Trust

Role
Director, Control Person of Adviser
Signature
John C. Ball as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
N/A
Transactions as of
30 Sep 2021
Net transactions value
-$16,027,100
Form type
4
Filing time
04 Oct 2021, 13:19:46 UTC
Previous filing
29 Sep 2021
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GGO Common Shares, Par Value $0.001 Other $1,868,282 -111,486 -100% $16.76 0 30 Sep 2021 Associated Capital Group, Inc. F1, F2
transaction GGO Common Shares, Par Value $0.001 Other $50,274 -3,000 -100% $16.76 0 30 Sep 2021 MJG IV Limited Partnership F1, F3
transaction GGO Common Shares, Par Value $0.001 Other $9,449,819 -563,899 -100% $16.76 0 30 Sep 2021 E3M 2016, LLC F1, F4
transaction GGO Common Shares, Par Value $0.001 Other $4,658,724 -278,000 -100% $16.76 0 30 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F4 E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.