Mario J. Gabelli - Oct 15, 2021 Form 4 Insider Report for Gabelli Healthcare & WellnessRx Trust (GRX)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GRX
Transactions as of
Oct 15, 2021
Transactions value $
$14,000,000
Form type
4
Date filed
10/19/2021, 08:19 PM
Previous filing
Oct 4, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRX Series E Cumulative Preferred Shares Purchase $4.7M +470K $10.00 470K Oct 15, 2021 Direct
transaction GRX Series E Cumulative Preferred Shares Purchase $2M +200K $10.00 200K Oct 15, 2021 Associated Capital Group, Inc. F1
transaction GRX Series E Cumulative Preferred Shares Purchase $1.3M +130K $10.00 130K Oct 15, 2021 GPJ Retirement Partners F2
transaction GRX Series E Cumulative Preferred Shares Purchase $2.3M +230K $10.00 230K Oct 15, 2021 E3M 2018, LLC F3
transaction GRX Series E Cumulative Preferred Shares Purchase $3.7M +370K $10.00 370K Oct 15, 2021 E3M Investors, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3 The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4 The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.