Mario J. Gabelli - 15 Oct 2021 Form 4 Insider Report for Gabelli Healthcare & WellnessRx Trust (GRX)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GRX
Transactions as of
15 Oct 2021
Net transactions value
+$14,000,000
Form type
4
Filing time
19 Oct 2021, 20:19:25 UTC
Previous filing
04 Oct 2021
Next filing
26 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRX Series E Cumulative Preferred Shares Purchase $4,700,000 +470,000 $10.00 470,000 15 Oct 2021 Direct
transaction GRX Series E Cumulative Preferred Shares Purchase $2,000,000 +200,000 $10.00 200,000 15 Oct 2021 Associated Capital Group, Inc. F1
transaction GRX Series E Cumulative Preferred Shares Purchase $1,300,000 +130,000 $10.00 130,000 15 Oct 2021 GPJ Retirement Partners F2
transaction GRX Series E Cumulative Preferred Shares Purchase $2,300,000 +230,000 $10.00 230,000 15 Oct 2021 E3M 2018, LLC F3
transaction GRX Series E Cumulative Preferred Shares Purchase $3,700,000 +370,000 $10.00 370,000 15 Oct 2021 E3M Investors, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3 The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4 The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.