Mario J. Gabelli - 17 Oct 2022 Form 4 Insider Report for Gabelli Healthcare & WellnessRx Trust (GRX)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GRX
Transactions as of
17 Oct 2022
Net transactions value
$0
Form type
4
Filing time
19 Oct 2022, 18:28:56 UTC
Previous filing
11 Oct 2022
Next filing
21 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRX Series E Cumulative Preferred Shares Sale $2,300,000 -230,000 -100% $10.00 0 17 Oct 2022 E3M 2018, LLC F1, F2
transaction GRX Series E Cumulative Preferred Shares Purchase $2,300,000 +230,000 +49% $10.00 700,000 17 Oct 2022 Direct F1
holding GRX Series E Cumulative Preferred Shares 200,000 17 Oct 2022 Associated Capital Group, Inc. F3
holding GRX Series E Cumulative Preferred Shares 130,000 17 Oct 2022 GPJ Retirement Partners F4
holding GRX Series E Cumulative Preferred Shares 370,000 17 Oct 2022 E3M Investors, LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares traded in a private transaction between related accounts
F2 The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F5 The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.