Key facts
- This page summarizes Mario J. Gabelli's Form 4 filing for Associated Capital Group, Inc. (AC).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 09 Mar 2023, 15:56.
Mario J. Gabelli - 07 Mar 2023 Form 4 Insider Report for Associated Capital Group, Inc. (AC)
- Reporting relationship
- Executive Chairman, Director, 10%+ Owner
- Issuer ticker
- AC
- Reported as of
- 07 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Mar 2023, 15:56:56 UTC
- Prior SEC filing
- 16 Feb 2023
- Next SEC filing
- 28 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI, GGCP, INC., and GGCP HOLDINGS, LLC
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mario J. Gabelli filed Form 4 for Associated Capital Group, Inc. (AC) on 09 Mar 2023.
Change
- Previous filing in this sequence was filed on 16 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
This filing has been restated.
Open the amended filing.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,000
- Date
- 07 Mar 2023
- Ownership
- Direct
AC
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 77,165
- Date
- 07 Mar 2023
- Ownership
- By: GCCP, Inc.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AC
transaction
Derivative
Class B Common Stock
Gift
- Transaction value
- $0
- Shares
- -280,000
- Change %
- -1.5%
- Price
- $0.000000
- Shares after
- 18,425,673
- Date
- 07 Mar 2023
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
Footnote F2
Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.