Mario J. Gabelli - Sep 5, 2024 Form 4 Insider Report for GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV)

Role
Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GCV
Transactions as of
Sep 5, 2024
Transactions value $
-$32,023
Form type
4
Date filed
9/6/2024, 03:05 PM
Previous filing
Sep 5, 2024
Next filing
Sep 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCV Common Stock, Par Value $0.001 Sale -$32K -8K -0.73% $4.00 1.09M Sep 5, 2024 GGCP, Inc. F1
holding GCV Common Stock, Par Value $0.001 488K Sep 5, 2024 Direct
holding GCV Common Stock, Par Value $0.001 17.6K Sep 5, 2024 Gabelli & Company Investment Advisers, Inc. F2
holding GCV Common Stock, Par Value $0.001 326K Sep 5, 2024 Associated Capital Group, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.