Key facts
- This page summarizes Mario J. Gabelli's Form 4 filing for Gabelli Go Anywhere Trust.
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Oct 2021, 13:19.
Mario J. Gabelli - 30 Sep 2021 Form 4 Insider Report for Gabelli Go Anywhere Trust
- Reporting relationship
- Director, Control Person of Adviser
- Issuer ticker
- N/A
- Reported as of
- 30 Sep 2021
- Net transaction value
- -$16,027,100
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2021, 13:19:46 UTC
- Prior SEC filing
- 29 Sep 2021
- Next SEC filing
- 19 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- John C. Ball as Attorney-in-Fact for Mario J. Gabelli
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mario J. Gabelli filed Form 4 for Gabelli Go Anywhere Trust on 04 Oct 2021.
Change
- Previous filing in this sequence was filed on 29 Sep 2021.
- Current net transaction value: -$16,027,100.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GGO
transaction
Common Shares, Par Value $0.001
Other
- Transaction value
- $1,868,282
- Shares
- -111,486
- Change %
- -100%
- Price
- $16.76
- Shares after
- 0
- Date
- 30 Sep 2021
- Ownership
- Associated Capital Group, Inc.
- Footnotes
- F1, F2
GGO
transaction
Common Shares, Par Value $0.001
Other
- Transaction value
- $50,274
- Shares
- -3,000
- Change %
- -100%
- Price
- $16.76
- Shares after
- 0
- Date
- 30 Sep 2021
- Ownership
- MJG IV Limited Partnership
- Footnotes
- F1, F3
GGO
transaction
Common Shares, Par Value $0.001
Other
- Transaction value
- $9,449,819
- Shares
- -563,899
- Change %
- -100%
- Price
- $16.76
- Shares after
- 0
- Date
- 30 Sep 2021
- Ownership
- E3M 2016, LLC
- Footnotes
- F1, F4
GGO
transaction
Common Shares, Par Value $0.001
Other
- Transaction value
- $4,658,724
- Shares
- -278,000
- Change %
- -100%
- Price
- $16.76
- Shares after
- 0
- Date
- 30 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
Footnote F2
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Footnote F3
The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Footnote F4
E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.