| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GABELLI MARIO J | Director, Control Person of Adviser, 10%+ Owner | C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE | Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli | 30 Sep 2025 | 0001185533 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GGZ.B | Series B Cumulative Preferred Shares | Other | $4,735,960 | -473,596 | -100% | $10.00 | 0 | 26 Sep 2025 | Direct | F1 |
| transaction | GGZ.B | Series B Cumulative Preferred Shares | Other | $706,000 | -70,600 | -100% | $10.00 | 0 | 26 Sep 2025 | Associated Capital Group, Inc. | F1, F2 |
| transaction | GGZ.B | Series B Cumulative Preferred Shares | Other | $882,000 | -88,200 | -100% | $10.00 | 0 | 26 Sep 2025 | GGCP, Inc. | F1, F3 |
| Id | Content |
|---|---|
| F1 | The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. |
| F2 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F3 | The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |