Mario J. Gabelli - 12 Nov 2021 Form 4 Insider Report for GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV)

Role
Director, Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GCV
Transactions as of
12 Nov 2021
Net transactions value
-$112,639
Form type
4
Filing time
16 Nov 2021, 11:10:23 UTC
Previous filing
02 Nov 2021
Next filing
21 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCV Common Stock, Par Value $0.001 Sale $53,454 -8,000 -1.6% $6.68 501,670 12 Nov 2021 Direct
transaction GCV Common Stock, Par Value $0.001 Sale $59,186 -9,000 -0.8% $6.58 1,120,000 15 Nov 2021 GGCP, Inc. F1
holding GCV Common Stock, Par Value $0.001 17,575 12 Nov 2021 Gabelli & Company Investment Advisers, Inc. F2
holding GCV Common Stock, Par Value $0.001 10,000 12 Nov 2021 MJG IV Limited Partnership F3
holding GCV Common Stock, Par Value $0.001 337,425 12 Nov 2021 Associated Capital Group, Inc. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.
F4 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.