Mario J. Gabelli - Sep 26, 2025 Form 4 Insider Report for Gabelli Global Small & Mid Cap Value Trust (GGZ.E)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Stock symbol
GGZ.E
Transactions as of
Sep 26, 2025
Transactions value $
$11,500,000
Form type
4
Date filed
9/30/2025, 04:30 PM
Previous filing
Sep 4, 2025
Next filing
Oct 21, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GABELLI MARIO J Director, Control Person of Adviser, 10%+ Owner C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli 2025-09-30 0001185533

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GGZ.E Series E Cumulative Preferred Shares Purchase $7.5M +750K $10.00 750K Sep 26, 2025 Direct
transaction GGZ.E Series E Cumulative Preferred Shares Purchase $2M +200K $10.00 200K Sep 26, 2025 Associated Capital Group, Inc. F1
transaction GGZ.E Series E Cumulative Preferred Shares Purchase $1M +100K $10.00 100K Sep 26, 2025 GGCP, Inc. F2
transaction GGZ.E Series E Cumulative Preferred Shares Purchase $1M +100K $10.00 100K Sep 26, 2025 CIBL, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.