Mario J. Gabelli - 30 May 2023 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU)

Role
Control Person of Adviser
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GLU
Transactions as of
30 May 2023
Net transactions value
-$25,094
Form type
4
Filing time
01 Jun 2023, 17:28:56 UTC
Previous filing
03 May 2023
Next filing
12 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLU Common Shares, Par Value $0.001 Sale $25,094 -1,900 -29% $13.21 4,703 30 May 2023 Trust account F1
holding GLU Common Shares, Par Value $0.001 486,810 30 May 2023 Associated Capital Group, Inc. F2
holding GLU Common Shares, Par Value $0.001 78,054 30 May 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.