Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GLU | Series B Cumulative Puttable and Callable Preferred Shares | Sale | -$3.01M | -59.9K | -100% | $50.31 | 0 | Sep 15, 2023 | Direct | F1 |
transaction | GLU | Series B Cumulative Puttable and Callable Preferred Shares | Purchase | $3.01M | +59.9K | $50.31 | 59.9K | Sep 15, 2023 | GAMCO Investors, Inc. | F1, F2 | |
holding | GLU | Series B Cumulative Puttable and Callable Preferred Shares | 78.3K | Sep 15, 2023 | Associated Capital Group, Inc. | F3 |
Id | Content |
---|---|
F1 | These shares were sold and purchased in a private transaction. |
F2 | The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
F3 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |