Mario J. Gabelli - 15 Sep 2023 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU)

Role
Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GLU
Transactions as of
15 Sep 2023
Net transactions value
$0
Form type
4
Filing time
15 Sep 2023, 14:20:25 UTC
Previous filing
13 Sep 2023
Next filing
27 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLU Series B Cumulative Puttable and Callable Preferred Shares Sale $3,012,865 -59,886 -100% $50.31 0 15 Sep 2023 Direct F1
transaction GLU Series B Cumulative Puttable and Callable Preferred Shares Purchase $3,012,865 +59,886 $50.31 59,886 15 Sep 2023 GAMCO Investors, Inc. F1, F2
holding GLU Series B Cumulative Puttable and Callable Preferred Shares 78,298 15 Sep 2023 Associated Capital Group, Inc. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold and purchased in a private transaction.
F2 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.