Key facts
- This page summarizes Mario J. Gabelli's Form 4 filing for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 27 Dec 2023, 13:49.
Mario J. Gabelli - 26 Dec 2023 Form 4 Insider Report for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU)
- Reporting relationship
- Control Person of Adviser, 10%+ Owner
- Issuer ticker
- GLU
- Reported as of
- 26 Dec 2023
- Net transaction value
- -$2,994,300
- SEC form
- 4
- Accepted by SEC
- 27 Dec 2023, 13:49:03 UTC
- Prior SEC filing
- 13 Dec 2023
- Next SEC filing
- 02 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mario J. Gabelli filed Form 4 for GABELLI GLOBAL UTILITY & INCOME TRUST (GLU) on 27 Dec 2023.
Change
- Previous filing in this sequence was filed on 13 Dec 2023.
- Current net transaction value: -$2,994,300.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GLU.B
transaction
Series B Cumulative Puttable and Callable Preferred Shares
Other
- Transaction value
- $2,994,300
- Shares
- -59,886
- Change %
- -100%
- Price
- $50.00
- Shares after
- 0
- Date
- 26 Dec 2023
- Ownership
- GAMCO Investors, Inc.
- Footnotes
- F1, F2
GLU.B
holding
Series B Cumulative Puttable and Callable Preferred Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 76,000
- Date
- 26 Dec 2023
- Ownership
- Associated Capital Group, Inc.
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares.
Footnote F2
The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Footnote F3
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.