Mario J. Gabelli - 26 Sep 2025 Form 4 Insider Report for Gabelli Global Small & Mid Cap Value Trust (GGZ)

Reporting relationship: Director, Control Person of Adviser, 10%+ Owner
Issuer ticker: GGZ
Reported as of: 26 Sep 2025
Net transaction value: +$11,500,000
SEC form: 4
Accepted by SEC: 30 Sep 2025, 16:30:24 UTC
Prior SEC filing: 04 Sep 2025
Next SEC filing: 21 Oct 2025
Source filing: View source filing
Reporting owner signature: Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli

Key filing fact

Mario J. Gabelli filed Form 4 for Gabelli Global Small & Mid Cap Value Trust (GGZ) on 30 Sep 2025.

Key facts

This page summarizes Mario J. Gabelli's Form 4 filing for Gabelli Global Small & Mid Cap Value Trust (GGZ).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 30 Sep 2025, 16:30.

Change

Previous filing in this sequence was filed on 04 Sep 2025.
Current net transaction value: +$11,500,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001185533 Primary reporting owner

GABELLI MARIO J

Relationship: Director, Control Person of Adviser, 10%+ Owner
Address: C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE
Signature: Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Signature date: 30 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GGZ.E transaction

Series E Cumulative Preferred Shares

Purchase

Transaction value: $7,500,000
Shares: +750,000
Change %
Price: $10.00
Shares after: 750,000
Date: 26 Sep 2025
Ownership: Direct

GGZ.E transaction

Series E Cumulative Preferred Shares

Purchase

Transaction value: $2,000,000
Shares: +200,000
Change %
Price: $10.00
Shares after: 200,000
Date: 26 Sep 2025
Ownership: Associated Capital Group, Inc.
Footnotes: F1

GGZ.E transaction

Series E Cumulative Preferred Shares

Purchase

Transaction value: $1,000,000
Shares: +100,000
Change %
Price: $10.00
Shares after: 100,000
Date: 26 Sep 2025
Ownership: GGCP, Inc.
Footnotes: F2

GGZ.E transaction

Series E Cumulative Preferred Shares

Purchase

Transaction value: $1,000,000
Shares: +100,000
Change %
Price: $10.00
Shares after: 100,000
Date: 26 Sep 2025
Ownership: CIBL, Inc.
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Footnote F2

The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Footnote F3

The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.