Mario J. Gabelli - May 14, 2021 Form 4 Insider Report for GAMCO INVESTORS, INC. ET AL (GAMI)

Signature
/s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI
Stock symbol
GAMI
Transactions as of
May 14, 2021
Transactions value $
-$638,139
Form type
4
Date filed
5/17/2021, 04:07 PM
Previous filing
May 13, 2021
Next filing
May 19, 2021

Transactions Table

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.
F2 These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.