Mario J. Gabelli - 26 Nov 2024 Form 4 Insider Report for GDL FUND (GDL)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GDL
Transactions as of
26 Nov 2024
Net transactions value
-$20,100
Form type
4
Filing time
27 Nov 2024, 16:09:25 UTC
Previous filing
26 Nov 2024
Next filing
02 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDL Common Shares, Par Value $0.001 Sale $20,100 -2,500 -1% $8.04 242,000 26 Nov 2024 GGCP, Inc. F1
holding GDL Common Shares, Par Value $0.001 1,846,636 26 Nov 2024 Associated Capital Group, Inc. F2
holding GDL Common Shares, Par Value $0.001 7,364 26 Nov 2024 Gabelli & Company Investment Advisers, Inc. F3
holding GDL Common Shares, Par Value $0.001 2,749,577 26 Nov 2024 Direct
holding GDL Common Shares, Par Value $0.001 48,000 26 Nov 2024 GPJ Retirement Partners F4
holding GDL Common Shares, Par Value $0.001 57,252 26 Nov 2024 GAMCO Investors, Inc. F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F4 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F5 The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.