Mario J. Gabelli - 26 Jun 2025 Form 4 Insider Report for ELLSWORTH GROWTH & INCOME FUND LTD (ECF)

Reporting relationship: Director, Control Person of Adviser
Issuer ticker: ECF
Reported as of: 26 Jun 2025
Net transaction value: -$3,200,000
SEC form: 4
Accepted by SEC: 01 Jul 2025, 15:33:21 UTC
Prior SEC filing: 29 May 2025
Next SEC filing: 02 Jul 2025
Source filing: View source filing
Reporting owner signature: Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli

Key filing fact

Mario J. Gabelli filed Form 4 for ELLSWORTH GROWTH & INCOME FUND LTD (ECF) on 01 Jul 2025.

Key facts

This page summarizes Mario J. Gabelli's Form 4 filing for ELLSWORTH GROWTH & INCOME FUND LTD (ECF).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 01 Jul 2025, 15:33.

Change

Previous filing in this sequence was filed on 29 May 2025.
Current net transaction value: -$3,200,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001185533 Primary reporting owner

GABELLI MARIO J

Relationship: Director, Control Person of Adviser
Address: C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE
Signature: Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Signature date: 01 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECF.B transaction

Series B Cumulative Preferred Shares

Other

Transaction value: $3,200,000
Shares: -320,000
Change %: -94%
Price: $10.00
Shares after: 20,000
Date: 26 Jun 2025
Ownership: Direct
Footnotes: F1

ECF.B holding

Series B Cumulative Preferred Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 125,000
Date: 26 Jun 2025
Ownership: Associated Capital Group, Inc.
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares.

Footnote F2

The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.