Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GGZ | Series B Cumulative Preferred Shares | Other | -$880K | -88K | -55.47% | $10.00 | 70.6K | Sep 26, 2023 | Associated Capital Group, Inc. | F1, F2 |
transaction | GGZ | Series B Cumulative Preferred Shares | Other | -$1.1M | -110K | -55.5% | $10.00 | 88.2K | Sep 26, 2023 | GGCP, Inc. | F1, F3 |
transaction | GGZ | Series B Cumulative Preferred Shares | Other | -$3.3M | -330K | -41.06% | $10.00 | 474K | Sep 26, 2023 | Direct | F1 |
Id | Content |
---|---|
F1 | Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. |
F2 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
F3 | The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |