| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GABELLI MARIO J | Director, Control Person of Adviser, 10%+ Owner | C/O GAMCO INVESTORS, INC., ONE CORPORATE CENTER, RYE | Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli | 31 Dec 2025 | 0001185533 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDV.M | Series M Cumulative Preferred Shares | Purchase | $4,000,000 | +400,000 | +13% | $10.00 | 3,500,000 | 26 Dec 2025 | Associated Capital Group, Inc. | F1 |
| transaction | GDV.M | Series M Cumulative Preferred Shares | Purchase | $30,000,000 | +3,000,000 | +500% | $10.00 | 3,600,000 | 26 Dec 2025 | GAMCO Investors, Inc. | F2 |
| transaction | GDV.M | Series M Cumulative Preferred Shares | Purchase | $2,000,000 | +200,000 | +13% | $10.00 | 1,700,000 | 26 Dec 2025 | GGCP, Inc. | F3 |
| transaction | GDV.M | Series M Cumulative Preferred Shares | Purchase | $22,185,000 | +2,218,500 | +71% | $10.00 | 5,350,000 | 26 Dec 2025 | Direct | |
| holding | GDV.M | Series M Cumulative Preferred Shares | 80,000 | 26 Dec 2025 | GPJ Retirement Partners | F4 |
| Id | Content |
|---|---|
| F1 | The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F2 | The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F3 | The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| F4 | The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |