Mario J. Gabelli - 26 Dec 2023 Form 4 Insider Report for Gabelli Healthcare & WellnessRx Trust (GRX)

Role
Director, Control Person of Adviser, 10%+ Owner
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Issuer symbol
GRX
Transactions as of
26 Dec 2023
Net transactions value
-$6,110,000
Form type
4
Filing time
28 Dec 2023, 20:07:03 UTC
Previous filing
13 Dec 2023
Next filing
02 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRX.G Series G Cumulative Preferred Shares Other $1,000,000 -100,000 -100% $10.00 0 26 Dec 2023 Associated Capital Group, Inc. F1, F2
transaction GRX.G Series G Cumulative Preferred Shares Other $4,610,000 -461,000 -70% $10.00 200,000 26 Dec 2023 Direct F1
transaction GRX.G Series G Cumulative Preferred Shares Other $500,000 -50,000 -100% $10.00 0 26 Dec 2023 GPJ Retirement Partners F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Preferred Shares.
F2 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3 The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.