NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common
Symbol
MMD on NYSE
Shares outstanding
18,786,019
Price per share
$14.87
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
4,742,429
Total reported value
$71,747,228
% of total 13F portfolios
0%
Share change
+133,840
Value change
+$2,088,666
Number of holders
63
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 6.4% $18,276,147 1,207,941 First Trust Portfolios L.P. 30 Sep 2025

As of 30 Sep 2025, 63 institutional investors reported holding 4,742,429 shares of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD). This represents 25% of the company’s total 18,786,019 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) together control 22% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Hennion & Walsh Asset Management, Inc. 3.7% 700,522 +45% 0.38% $10,598,898
RAYMOND JAMES FINANCIAL INC 3% 567,803 +13% 0% $8,590,859
MORGAN STANLEY 2.9% 538,149 -5.7% 0% $8,142,195
GUGGENHEIM CAPITAL LLC 2.2% 420,284 +44% 0.05% $6,358,897
BANK OF AMERICA CORP /DE/ 1.6% 292,231 -11% 0% $4,421,449
WELLS FARGO & COMPANY/MN 1.2% 234,579 -14% 0% $3,549,189
ROYAL BANK OF CANADA 0.81% 151,393 -6.3% 0% $2,291,000
LPL Financial LLC 0.68% 126,908 +7% 0% $1,920,119
NewEdge Advisors, LLC 0.59% 110,840 -18% 0.01% $1,677,002
Thomas J. Herzfeld Advisors, Inc. 0.51% 96,504 -0.04% 0.5% $1,460,106
ENVESTNET ASSET MANAGEMENT INC 0.51% 95,565 -17% 0% $1,445,893
ProVise Management Group, LLC 0.47% 88,448 -1.3% 0.1% $1,338,218
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.46% 87,267 0% 0.1% $1,320,350
PARK AVENUE SECURITIES LLC 0.46% 85,886 -18% 0.01% $1,299,000
Intellus Advisors LLC 0.45% 83,842 -7.7% 0.17% $1,268,529
Noble Wealth Management PBC 0.42% 78,125 +95% 0.63% $1,182,031
UBS Group AG 0.37% 70,378 -33% 0% $1,064,819
MERCER GLOBAL ADVISORS INC /ADV 0.27% 50,471 +24% 0% $763,620
Whipplewood Advisors, LLC 0.26% 49,571 +2.5% 0.49% $750,009
Ackerman Capital Advisors, LLC 0.25% 46,949 +34% 0.15% $710,338
COHEN & STEERS, INC. 0.24% 45,000 +50% 0% $681,000
STIFEL FINANCIAL CORP 0.24% 44,895 +2.8% 0% $679,261
AQR CAPITAL MANAGEMENT LLC 0.22% 41,045 +1.2% 0% $621,017
WEDBUSH SECURITIES INC 0.17% 32,407 -4.1% 0.02% $490,000
Steward Partners Investment Advisory, LLC 0.17% 32,299 +0.84% 0% $488,678

Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 955,334 $14,205,653 +$605,429 $14.87 7
2025 Q3 4,742,429 $71,747,228 +$2,088,666 $15.13 63
2025 Q2 4,568,439 $67,566,582 +$4,790,306 $14.79 61
2025 Q1 4,311,890 $65,488,646 +$7,507,020 $15.08 66
2024 Q4 3,844,986 $57,443,173 -$57,362,428 $14.93 61
2024 Q3 7,367,412 $124,209,172 -$2,133,514 $16.86 65
2024 Q2 7,505,006 $124,394,299 +$12,688,473 $16.58 68
2024 Q1 6,757,290 $110,457,750 -$695,717 $16.35 74
2023 Q4 6,815,069 $110,669,345 +$9,803,939 $16.25 74
2023 Q3 6,093,572 $97,048,635 -$1,476,183 $15.93 60
2023 Q2 6,186,295 $105,594,295 -$305,756 $17.07 57
2023 Q1 6,198,931 $107,769,500 +$5,218,464 $17.38 57
2022 Q4 5,893,849 $94,678,882 -$2,232,168 $16.06 60
2022 Q3 6,028,690 $93,934,000 +$9,448,924 $15.58 54
2022 Q2 5,377,096 $97,564,000 -$1,372,325 $18.14 48
2022 Q1 5,463,411 $102,427,563 +$3,933,757 $18.75 51
2021 Q4 5,217,304 $113,673,000 -$6,144,204 $21.78 55
2021 Q3 5,393,622 $117,922,296 +$6,471,950 $21.90 48
2021 Q2 5,090,011 $113,769,006 -$3,272,130 $22.35 49
2021 Q1 5,240,603 $116,214,694 +$1,301,128 $22.18 50
2020 Q4 4,802,407 $104,547,319 +$6,629,765 $21.78 48
2020 Q3 4,476,571 $92,723,648 -$881,272 $20.71 40
2020 Q2 4,476,356 $91,196,249 +$6,354,826 $20.37 40
2020 Q1 4,166,954 $80,069,945 +$106,716 $19.23 40
2019 Q4 4,154,370 $87,408,025 -$341,773 $21.03 41
2019 Q3 4,154,344 $87,130,702 -$761,499 $20.98 42
2019 Q2 4,190,843 $87,497,827 -$1,019,167 $20.88 43
2019 Q1 4,240,372 $86,162,358 -$463,575 $20.32 45
2018 Q4 4,236,196 $82,684,101 +$3,356,177 $19.52 45
2018 Q3 4,064,052 $79,800,000 +$2,398,107 $19.64 43
2018 Q2 3,947,552 $76,811,000 +$888,912 $19.39 45
2018 Q1 3,897,755 $73,349,000 +$1,586,786 $18.82 41
2017 Q4 3,798,575 $75,322,788 -$1,661,016 $19.83 42
2017 Q3 3,869,507 $77,629,000 +$1,765,996 $20.07 38
2017 Q2 3,782,084 $74,394,813 +$656,376 $19.67 39
2017 Q1 3,751,319 $72,213,000 +$3,333,492 $19.25 39
2016 Q4 3,563,039 $65,216,000 +$3,328,707 $18.30 36
2016 Q3 3,382,070 $68,777,000 +$2,001,201 $20.34 32
2016 Q2 3,283,497 $67,913,000 +$9,094,044 $20.68 32
2016 Q1 2,845,475 $55,915,000 -$3,339,140 $19.65 31
2015 Q4 3,019,531 $56,878,000 +$2,633,282 $18.83 34
2015 Q3 2,723,022 $48,250,000 +$3,790,929 $17.72 29
2015 Q2 2,513,478 $43,359,549 +$1,870,179 $17.25 33
2015 Q1 2,396,239 $44,079,453 -$771,008 $18.58 28
2014 Q4 2,439,363 $43,918,729 +$6,388,688 $18.17 31
2014 Q3 2,054,568 $36,165,116 +$1,549,277 $17.85 27
2014 Q2 1,971,184 $34,637,093 +$620,521 $17.84 27
2014 Q1 1,947,817 $32,325,297 +$2,690,288 $16.97 28