NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,798,575
- Share change
- -83,224
- Total reported value
- $75,322,788
- Price per share
- $19.83
- Number of holders
- 42
- Value change
- -$1,661,016
- Number of buys
- 21
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.9%
|
918,542
|
$18,435,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
537,027
|
$10,778,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.3%
|
428,226
|
$8,595,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.9%
|
360,102
|
$7,227,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
253,810
|
$5,094,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
213,948
|
$4,294,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
198,847
|
$3,991,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.93%
|
173,813
|
$3,488,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.84%
|
158,442
|
$3,180,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.43%
|
81,414
|
$1,634,000 | — | 30 Sep 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.39%
|
73,206
|
$1,440,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.31%
|
58,313
|
$1,170,000 | — | 30 Sep 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.3%
|
56,969
|
$1,143,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.23%
|
42,709
|
$857,000 | — | 30 Sep 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.19%
|
34,850
|
$699,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.15%
|
28,000
|
$562,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
26,871
|
$539,000 | — | 30 Sep 2017 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.14%
|
26,550
|
$533,000 | — | 30 Sep 2017 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0.12%
|
23,447
|
$471,000 | — | 30 Sep 2017 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$399,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.09%
|
17,688
|
$355,000 | — | 30 Sep 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.08%
|
15,737
|
$316,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
14,539
|
$292,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
13,584
|
$273,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
13,460
|
$270,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
13,330
|
$268,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.07%
|
12,500
|
$251,000 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
12,200
|
$244,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.06%
|
11,882
|
$238,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
8,650
|
$173,000 | — | 30 Sep 2017 | |
| Spectrum Management Group, LLC |
13F
|
Company |
0.04%
|
7,600
|
$153,000 | — | 30 Sep 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.03%
|
5,990
|
$120,000 | — | 30 Sep 2017 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
2,460
|
$49,000 | — | 30 Sep 2017 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$36,000 | — | 30 Sep 2017 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2017 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
667
|
$13,000 | — | 30 Sep 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$9,000 | — | 30 Sep 2017 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2017
As of 31 Dec 2017,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,798,575 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Advisors Asset Management, Inc., Invesco Ltd., UBS Group AG, GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, and ROYAL BANK OF CANADA.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
38
Q4 2017 holders
42
Holder diff
4
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.