Comparable stake leader
FIRST TRUST PORTFOLIOS LP
SEC ownership of NYLI MacKay DefinedTerm Muni Opportunities Fund
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001518557.
Disclosed value leader
FIRST TRUST PORTFOLIOS LP
Comparable rows
50/50
Latest evidence
30 Jun 2026
- Public ticker
- MMD on NYSE
- Parsed ownership sources
-
13D/G and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
FIRST TRUST PORTFOLIOS LP
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
FIRST TRUST PORTFOLIOS LP
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
30 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001518557
- Issuer location
- New York, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of NYLI MacKay DefinedTerm Muni Opportunities Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
FIRST TRUST PORTFOLIOS LP
Disclosed value leader
FIRST TRUST PORTFOLIOS LP
Comparable rows
50/50
Latest evidence
30 Jun 2026
13D/G
13F
Lead comparable stake: 10%
13D/G row: FIRST TRUST PORTFOLIOS LP
Showing 1-8 of 50 holder rows.
Quick read
FIRST TRUST PORTFOLIOS LP leads the comparable SEC ownership view at 10%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens FIRST TRUST PORTFOLIOS LP's linked filing trail.
Comparable ownership
Top 5
FIRST TRUST PORTFOLIOS LP
10%
Hennion & Walsh Asset Management,...
3.9%
RAYMOND JAMES FINANCIAL INC
3.6%
MORGAN STANLEY
2.6%
ROBINSON CAPITAL MANAGEMENT, LLC
2.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP |
13D/G
First Trust Portfolios L.P.
|
10%
|
$30,953,209
1,970,287 shares
|
+$11,976,456 | 28 Feb 2026 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
3.9%
|
$11,298,911
728,962 shares
|
— | 30 Jun 2026 |
| RAYMOND JAMES FINANCIAL INC |
13F
Company
|
3.6%
|
$10,493,002
676,967 shares
|
— | 30 Jun 2026 |
| MORGAN STANLEY |
13F
Company
|
2.6%
|
$7,500,643
483,912 shares
|
— | 30 Jun 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
Company
|
2.4%
|
$7,109,726
458,692 shares
|
— | 30 Jun 2026 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2.2%
|
$6,406,646
413,332 shares
|
— | 30 Jun 2026 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
1.7%
|
$4,978,002
321,161 shares
|
— | 30 Jun 2026 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
1.5%
|
$4,362,748
281,468 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$196,319.
Buys
$0
Insiders: 0
Sells
$196,319
Insiders: 2
Net
-$196,319
Shares: -13,215
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 13,215
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 1,250 | $0 | $18,752 | -$18,752 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 11,965 | $0 | $177,567 | -$177,567 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-15 of 15 reporting-owner rows connected to NYLI MacKay DefinedTerm Muni Opportunities Fund. Open a relationship link for the CIK-to-CIK filing trail.
Rows
15
Largest Forms 3/4/5 holder
Yie-Hsin Hung
Net 12M change
-$196,319
Latest report
07 Aug 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Yie-Hsin Hung | Director | $199,999 | Mixed | 21 May 2021 | ||
| David Dowden | Portfolio Manager | $49,249 | Filing P/S | 17 Jan 2025 | ||
| John J. Lawlor | Portfolio Manager | $48,750 | -$18,752 | -28% | Filing P/S | 07 Aug 2026 |
| Robert A. DiMella | Portfolio Manager | $0 | -$177,567 | -100% | Mixed | 25 Nov 2025 |
| Michael Petty | Portfolio Manager | Mixed | 22 Nov 2022 | |||
| Michael Denlinger | Portfolio Manager | Mixed | 18 Aug 2023 | |||
| Scott Sprauer | Portfolio Manager | Mixed | 12 Apr 2022 | |||
| Kevin M. Gleason | Chief Compliance Officer | Mixed | 10 Jun 2022 | |||
| Alain M. Karaoglan | Chairman & Interim CEO | Mixed | 15 Oct 2022 | |||
| Karen Hammond | Advisory Board Member | Mixed | 16 Jun 2021 | |||
| Jeffrey S. Phlegar | CEO of Subadvisor | Mixed | 12 May 2021 | |||
| Naim Abou-Jaoude | Ceo, Ny Life Invest Mgment Llc | Mixed | 01 May 2023 | |||
| Adeel Jivraj | Advisory Board Member | Mixed | 01 Jan 2026 | |||
| Alison Hiers Micucci | CEO of Subadvisor | Mixed | 01 Jan 2025 | |||
| Stephanie Lynch | Advisory Board Member | Mixed | 01 Jan 2026 |
Recent insider transactions for NYLI MacKay DefinedTerm Muni Opportunities Fund
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| John J. Lawlor | MMD | Shares of Beneficial Interest | Sale | -27.8% | $18,752 | $15.00 | -1,250 | 3,250 | 07 Aug 2026 | Direct |
| Robert A. Dimella | MMD | Shares of beneficial interest | Sale | -100% | $10.67 | $14.92 | -0.72 | 0 | 25 Nov 2025 | Direct |
| Robert A. Dimella | MMD | Shares of beneficial interest | Sale | -100% | $177,556 | $14.84 | -11,965 | 0 | 20 Nov 2025 | Direct |
* marks a reported price that did not pass the local price check.