NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 5,393,622
- Share change
- +304,246
- Total reported value
- $117,922,296
- Price per share
- $21.90
- Number of holders
- 48
- Value change
- +$6,471,950
- Number of buys
- 29
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.8%
|
1,093,831
|
$24,447,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.8%
|
903,034
|
$20,182,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.1%
|
586,271
|
$13,103,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
2%
|
371,111
|
$8,294,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
361,152
|
$8,072,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
222,185
|
$4,966,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.98%
|
183,421
|
$4,099,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.84%
|
157,043
|
$3,510,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.59%
|
111,745
|
$2,499,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.49%
|
92,740
|
$2,073,000 | — | 30 Jun 2021 | |
| BRANDYWINE OAK PRIVATE WEALTH LLC |
13F
|
Company |
0.43%
|
80,585
|
$1,801,000 | — | 30 Jun 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.43%
|
80,465
|
$1,798,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.42%
|
78,512
|
$1,755,000 | — | 30 Jun 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.42%
|
78,097
|
$1,745,000 | — | 30 Jun 2021 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.35%
|
65,246
|
$1,458,000 | — | 30 Jun 2021 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.34%
|
63,053
|
$1,409,000 | — | 30 Jun 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.25%
|
46,303
|
$1,035,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.23%
|
43,090
|
$963,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.22%
|
41,958
|
$938,000 | — | 30 Jun 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.21%
|
39,030
|
$885,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.2%
|
37,656
|
$842,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$838,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.18%
|
34,112
|
$762,000 | — | 30 Jun 2021 | |
| USCA RIA LLC |
13F
|
Company |
0.16%
|
30,924
|
$691,000 | — | 30 Jun 2021 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.15%
|
27,444
|
$613,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.13%
|
24,712
|
$552,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.13%
|
23,482
|
$525,000 | — | 30 Jun 2021 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.12%
|
23,175
|
$518,000 | — | 30 Jun 2021 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.12%
|
21,749
|
$486,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.1%
|
18,600
|
$416,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
17,297
|
$386,000 | — | 30 Jun 2021 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.08%
|
14,916
|
$331,000 | — | 30 Jun 2021 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.07%
|
13,443
|
$300,000 | — | 30 Jun 2021 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,349
|
$276,006 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.06%
|
11,304
|
$253,000 | — | 30 Jun 2021 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0.05%
|
10,035
|
$224,000 | — | 30 Jun 2021 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.05%
|
9,617
|
$215,000 | — | 30 Jun 2021 | |
| Yie-Hsin Hung |
3/4/5
|
Director |
—
class O/S missing
|
12,000
|
$199,999 | — | 21 May 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.03%
|
4,917
|
$110,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
4,594
|
$102,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.02%
|
3,000
|
$67,000 | — | 30 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,925
|
$65,000 | — | 30 Jun 2021 | |
| Syverson Strege & Co |
13F
|
Company |
0.01%
|
2,399
|
$54,000 | — | 30 Jun 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,818
|
$41,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Jun 2021 | |
| Laurel Wealth Planning LLC |
13F
|
Company |
0%
|
853
|
$19,000 | — | 30 Jun 2021 | |
| Castleview Partners, LLC |
13F
|
Company |
0%
|
635
|
$14,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
400
|
$9,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
186
|
$4,000 | — | 30 Jun 2021 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
97
|
$2,000 | — | 30 Jun 2021 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2021
As of 30 Sep 2021,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,393,622 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, Hennion & Walsh Asset Management, Inc., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, TRANSCEND WEALTH COLLECTIVE, LLC, Raymond James Financial Services Advisors, Inc., UBS Group AG, and XML Financial, LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
49
Q3 2021 holders
48
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.