NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,382,070
- Share change
- +98,573
- Total reported value
- $68,777,000
- Price per share
- $20.34
- Number of holders
- 32
- Value change
- +$2,001,201
- Number of buys
- 18
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.4%
|
636,454
|
$13,162,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.5%
|
467,646
|
$9,671,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2.2%
|
405,586
|
$8,388,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
395,310
|
$8,175,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
1.7%
|
312,789
|
$6,468,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
261,213
|
$5,402,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.78%
|
146,950
|
$3,039,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.67%
|
125,723
|
$2,600,000 | — | 30 Jun 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.54%
|
101,230
|
$2,093,000 | — | 30 Jun 2016 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.37%
|
69,572
|
$1,439,000 | — | 30 Jun 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.31%
|
58,614
|
$1,212,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.28%
|
53,247
|
$1,111,000 | — | 30 Jun 2016 | |
| ArchPoint Investors |
13F
|
Company |
0.21%
|
38,583
|
$798,000 | — | 30 Jun 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.17%
|
31,165
|
$644,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
24,774
|
$516,000 | — | 30 Jun 2016 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.12%
|
23,300
|
$482,000 | — | 30 Jun 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
21,185
|
$437,000 | — | 30 Jun 2016 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$411,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.08%
|
15,500
|
$321,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
13,849
|
$286,000 | — | 30 Jun 2016 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0.07%
|
13,793
|
$285,000 | — | 30 Jun 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.07%
|
13,000
|
$269,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.06%
|
10,875
|
$225,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
8,955
|
$185,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,330
|
$110,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
3,000
|
$62,000 | — | 30 Jun 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$37,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,444
|
$30,000 | — | 30 Jun 2016 | |
| Integrated Wealth Management |
13F
|
Company |
0.01%
|
1,400
|
$29,000 | — | 30 Jun 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
664
|
$14,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$8,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
212
|
$4,000 | — | 30 Jun 2016 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2016
As of 30 Sep 2016,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,382,070 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Advisors Asset Management, Inc., UBS Group AG, ROBINSON CAPITAL MANAGEMENT, LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, and VAN ECK ASSOCIATES CORP.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
32
Q3 2016 holders
32
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.