NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 1,947,817
- Share change
- +149,001
- Total reported value
- $32,325,297
- Price per share
- $16.97
- Number of holders
- 28
- Value change
- +$2,690,288
- Number of buys
- 16
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2.4%
|
448,474
|
$7,073,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
258,963
|
$4,084,000 | — | 31 Dec 2013 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.84%
|
158,089
|
$2,493,000 | — | 31 Dec 2013 | |
| ArchPoint Investors |
13F
|
Company |
0.64%
|
120,881
|
$1,906,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.64%
|
119,879
|
$1,891,000 | — | 31 Dec 2013 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.53%
|
99,873
|
$1,575,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.5%
|
93,422
|
$1,473,000 | — | 31 Dec 2013 | |
| Cetera Advisors LLC |
13F
|
Company |
0.41%
|
76,178
|
$1,203,000 | — | 31 Dec 2013 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.32%
|
60,740
|
$958,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.29%
|
54,833
|
$865,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.21%
|
39,708
|
$626,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.2%
|
36,694
|
$579,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.19%
|
35,990
|
$567,000 | — | 31 Dec 2013 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.16%
|
30,089
|
$475,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
27,902
|
$440,000 | — | 31 Dec 2013 | |
| ACG Wealth |
13F
|
Company |
0.1%
|
18,280
|
$288,000 | — | 31 Dec 2013 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.09%
|
17,490
|
$276,000 | — | 31 Dec 2013 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.07%
|
14,056
|
$222,000 | — | 31 Dec 2013 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.07%
|
12,300
|
$194,000 | — | 31 Dec 2013 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.06%
|
11,500
|
$181,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
9,100
|
$144,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
3,750
|
$59,000 | — | 31 Dec 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,500
|
$39,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,000
|
$32,000 | — | 31 Dec 2013 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,700
|
$27,000 | — | 31 Dec 2013 | |
| MYCIO WEALTH PARTNERS, LLC |
13F
|
Company |
0.01%
|
1,425
|
$22,000 | — | 31 Dec 2013 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.23%
|
42,700
|
$6,733 | — | 31 Dec 2013 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q1 2014
As of 31 Mar 2014,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,947,817 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, Botty Investors LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Cetera Advisors LLC, and UBS AG.
This page lists
28
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
27
Q1 2014 holders
28
Holder diff
1
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.