NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 4,802,407
- Share change
- +303,583
- Total reported value
- $104,547,319
- Price per share
- $21.78
- Number of holders
- 48
- Value change
- +$6,629,765
- Number of buys
- 27
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.5%
|
1,027,883
|
$21,287,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.8%
|
900,007
|
$18,640,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.1%
|
576,118
|
$11,931,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2%
|
381,648
|
$7,904,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.3%
|
237,058
|
$4,909,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.86%
|
161,852
|
$3,352,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.84%
|
158,674
|
$3,286,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.57%
|
106,805
|
$2,211,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.5%
|
93,202
|
$1,930,000 | — | 30 Sep 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.37%
|
68,831
|
$1,425,000 | — | 30 Sep 2020 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.35%
|
65,121
|
$1,366,000 | — | 30 Sep 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.35%
|
65,540
|
$1,357,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.29%
|
55,152
|
$1,142,000 | — | 30 Sep 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.28%
|
52,521
|
$1,088,000 | — | 30 Sep 2020 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.26%
|
49,684
|
$1,029,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.23%
|
43,581
|
$903,000 | — | 30 Sep 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.21%
|
38,883
|
$805,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.19%
|
34,951
|
$724,000 | — | 30 Sep 2020 | |
| USCA RIA LLC |
13F
|
Company |
0.18%
|
32,924
|
$682,000 | — | 30 Sep 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.18%
|
32,876
|
$681,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.16%
|
29,228
|
$605,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.15%
|
28,960
|
$600,000 | — | 30 Sep 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
0.15%
|
27,663
|
$573,000 | — | 30 Sep 2020 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.14%
|
26,502
|
$549,000 | — | 30 Sep 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.14%
|
25,700
|
$532,000 | — | 30 Sep 2020 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.11%
|
21,015
|
$435,000 | — | 30 Sep 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.11%
|
20,119
|
$417,000 | — | 30 Sep 2020 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.09%
|
17,356
|
$359,000 | — | 30 Sep 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.09%
|
17,200
|
$356,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
14,546
|
$301,000 | — | 30 Sep 2020 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.07%
|
12,739
|
$264,000 | — | 30 Sep 2020 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.06%
|
11,958
|
$247,648 | — | 30 Sep 2020 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.06%
|
10,588
|
$219,000 | — | 30 Sep 2020 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.06%
|
10,492
|
$217,000 | — | 30 Sep 2020 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0.05%
|
9,676
|
$200,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,866
|
$142,000 | — | 30 Sep 2020 | |
| Adams Wealth Management |
13F
|
Company |
0.01%
|
1,060
|
$22,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
900
|
$19,000 | — | 30 Sep 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
500
|
$10,000 | — | 30 Sep 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
268
|
$6,000 | — | 30 Sep 2020 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2020
As of 31 Dec 2020,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,802,407 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, TRANSCEND WEALTH COLLECTIVE, LLC, UBS Group AG, Raymond James Financial Services Advisors, Inc., Kestra Advisory Services, LLC, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
40
Q4 2020 holders
48
Holder diff
8
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.