Security key
56064K100
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 6,815,069
- Share change
- +602,546
- Total reported value
- $110,669,345
- Price per share
- $16.25
- Number of holders
- 74
- Value change
- +$9,803,939
- Number of buys
- 28
- Number of sells
- 37
Report period
Q4 2023
Institutions
74
Top holders
10
MMD full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
NYLI MacKay DefinedTerm Muni Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 56064K100
Recent filing periods:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.1%
|
1,136,908
|
$18,110,953 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.4%
|
1,006,675
|
$16,036,338 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.9%
|
363,281
|
$5,787,066 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.9%
|
362,993
|
$5,782,478 | — | 30 Sep 2023 | |
| XML Financial, LLC |
13F
|
Company |
1.8%
|
346,933
|
$5,526,635 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.3%
|
237,996
|
$3,791,274 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
228,658
|
$3,642,523 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
206,629
|
$3,291,593 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.9%
|
168,135
|
$2,678,384 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.88%
|
165,429
|
$2,635,281 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.88%
|
165,360
|
$2,634,185 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.83%
|
156,618
|
$2,495,000 | — | 30 Sep 2023 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.71%
|
134,079
|
$2,135,882 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.51%
|
96,506
|
$1,537,346 | — | 30 Sep 2023 | |
| ArchPoint Investors |
13F
|
Company |
0.43%
|
81,514
|
$1,298,518 | — | 30 Sep 2023 | |
| Equitable Holdings, Inc. |
13F
|
Company |
0.41%
|
77,388
|
$1,232,791 | — | 30 Sep 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.4%
|
75,909
|
$1,209,213 | — | 30 Sep 2023 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.39%
|
72,930
|
$1,161,775 | — | 30 Sep 2023 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.37%
|
69,510
|
$1,107,294 | — | 30 Sep 2023 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.31%
|
58,688
|
$891,471 | — | 30 Sep 2023 | |
| Granite Bay Wealth Management, LLC |
13F
|
Company |
0.31%
|
58,590
|
$974,000 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.28%
|
51,899
|
$826,751 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.28%
|
51,830
|
$825,659 | — | 30 Sep 2023 | |
| GOODWIN DANIEL L |
13F
|
Company |
0.28%
|
51,760
|
$824,537 | — | 30 Sep 2023 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.23%
|
44,123
|
$702,879 | — | 30 Sep 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.22%
|
41,735
|
$664,839 | — | 30 Sep 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.22%
|
41,376
|
$659,120 | — | 30 Sep 2023 | |
| NewEdge Wealth, LLC |
13F
|
Company |
0.18%
|
33,619
|
$535,551 | — | 30 Sep 2023 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.17%
|
31,188
|
$496,823 | — | 30 Sep 2023 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.16%
|
30,803
|
$490,685 | — | 30 Sep 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.16%
|
29,887
|
$476,114 | — | 30 Sep 2023 | |
| Cerity Partners LLC |
13F
|
Company |
0.15%
|
28,797
|
$458,739 | — | 30 Sep 2023 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.15%
|
28,677
|
$456,825 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.15%
|
27,383
|
$436,000 | — | 30 Sep 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
26,491
|
$422,000 | — | 30 Sep 2023 | |
| GREAT VALLEY ADVISOR GROUP, INC. |
13F
|
Company |
0.14%
|
25,900
|
$412,588 | — | 30 Sep 2023 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.14%
|
25,878
|
$396,191 | — | 30 Sep 2023 | |
| Western Wealth Management, LLC |
13F
|
Company |
0.13%
|
23,689
|
$377,372 | — | 30 Sep 2023 | |
| Bison Wealth, LLC |
13F
|
Company |
0.13%
|
23,537
|
$374,949 | — | 30 Sep 2023 | |
| ROVIN CAPITAL /UT/ /ADV |
13F
|
Company |
0.11%
|
20,885
|
$333,000 | — | 30 Sep 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.11%
|
20,000
|
$319,000 | — | 30 Sep 2023 | |
| Summit X, LLC |
13F
|
Company |
0.1%
|
19,050
|
$303,500 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.1%
|
18,678
|
$297,541 | — | 30 Sep 2023 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.09%
|
17,578
|
$280,019 | — | 30 Sep 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.09%
|
16,086
|
$256,242 | — | 30 Sep 2023 | |
| Cetera Advisors LLC |
13F
|
Company |
0.08%
|
14,799
|
$235,745 | — | 30 Sep 2023 | |
| BRANDYWINE OAK PRIVATE WEALTH LLC |
13F
|
Company |
0.08%
|
14,400
|
$229,392 | — | 30 Sep 2023 | |
| Compass Financial Group, INC/SD |
13F
|
Company |
0.07%
|
14,014
|
$223,243 | — | 30 Sep 2023 | |
| Next Level Private LLC |
13F
|
Company |
0.07%
|
12,500
|
$195,875 | — | 30 Sep 2023 | |
| Paragon Wealth Strategies, LLC |
13F
|
Company |
0.06%
|
11,158
|
$177,743 | — | 30 Sep 2023 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2023
As of 31 Dec 2023,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
74 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,815,069 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, GUGGENHEIM CAPITAL LLC, Almitas Capital LLC, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, AMERIPRISE FINANCIAL INC, and XML Financial, LLC.
This page lists
74
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
60
Q4 2023 holders
74
Holder diff
14
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.