Security key
56064K100
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 6,028,690
- Share change
- +629,094
- Total reported value
- $93,934,000
- Price per share
- $15.58
- Number of holders
- 54
- Value change
- +$9,448,924
- Number of buys
- 38
- Number of sells
- 20
Report period
Q3 2022
Institutions
54
Top holders
10
MMD full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
NYLI MacKay DefinedTerm Muni Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 56064K100
Recent filing periods:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.2%
|
1,359,455
|
$24,661,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.5%
|
846,681
|
$15,358,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
522,612
|
$9,480,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.3%
|
246,513
|
$4,472,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
232,494
|
$4,217,000 | — | 30 Jun 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.2%
|
226,606
|
$4,111,000 | — | 30 Jun 2022 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.99%
|
185,076
|
$3,357,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.84%
|
157,729
|
$2,861,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.79%
|
148,369
|
$2,691,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.78%
|
145,759
|
$2,644,000 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.65%
|
121,712
|
$2,208,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.54%
|
101,385
|
$1,840,000 | — | 30 Jun 2022 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.47%
|
88,769
|
$1,610,000 | — | 30 Jun 2022 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.45%
|
84,695
|
$1,536,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.35%
|
65,882
|
$1,195,000 | — | 30 Jun 2022 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.34%
|
63,120
|
$1,176,000 | — | 30 Jun 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.33%
|
62,520
|
$1,134,000 | — | 30 Jun 2022 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.33%
|
61,589
|
$1,117,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.27%
|
50,830
|
$922,000 | — | 30 Jun 2022 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.22%
|
41,780
|
$758,000 | — | 30 Jun 2022 | |
| Cetera Advisors LLC |
13F
|
Company |
0.22%
|
40,564
|
$736,000 | — | 30 Jun 2022 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.21%
|
39,164
|
$710,000 | — | 30 Jun 2022 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.21%
|
38,673
|
$702,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.2%
|
36,947
|
$670,000 | — | 30 Jun 2022 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.2%
|
36,767
|
$667,000 | — | 30 Jun 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.18%
|
34,264
|
$622,000 | — | 30 Jun 2022 | |
| BRANDYWINE OAK PRIVATE WEALTH LLC |
13F
|
Company |
0.18%
|
33,450
|
$606,000 | — | 30 Jun 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.18%
|
33,274
|
$600,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.15%
|
29,031
|
$527,000 | — | 30 Jun 2022 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.15%
|
28,855
|
$523,000 | — | 30 Jun 2022 | |
| Equitable Holdings, Inc. |
13F
|
Company |
0.15%
|
28,099
|
$510,000 | — | 30 Jun 2022 | |
| GREAT VALLEY ADVISOR GROUP, INC. |
13F
|
Company |
0.12%
|
23,379
|
$424,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.12%
|
22,675
|
$411,000 | — | 30 Jun 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.1%
|
18,260
|
$331,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
14,750
|
$267,000 | — | 30 Jun 2022 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.08%
|
14,094
|
$256,000 | — | 30 Jun 2022 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,938
|
$234,000 | — | 30 Jun 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.07%
|
12,414
|
$225,000 | — | 30 Jun 2022 | |
| Paragon Wealth Strategies, LLC |
13F
|
Company |
0.06%
|
12,004
|
$218,000 | — | 30 Jun 2022 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.06%
|
11,300
|
$205,000 | — | 30 Jun 2022 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.06%
|
10,632
|
$193,000 | — | 30 Jun 2022 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.05%
|
10,107
|
$183,000 | — | 30 Jun 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.03%
|
6,346
|
$115,000 | — | 30 Jun 2022 | |
| Syverson Strege & Co |
13F
|
Company |
0.03%
|
6,283
|
$114,000 | — | 30 Jun 2022 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.02%
|
4,516
|
$82,000 | — | 30 Jun 2022 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,925
|
$53,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 30 Jun 2022 | |
| Laurel Wealth Planning LLC |
13F
|
Company |
0%
|
853
|
$15,000 | — | 30 Jun 2022 | |
| Yie-Hsin Hung |
3/4/5
|
Director |
—
class O/S missing
|
12,000
|
$199,999 | — | 21 May 2021 | |
| Scott Sprauer |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
2,000
|
— | — | 12 Apr 2022 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2022
As of 30 Sep 2022,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,028,690 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, XML Financial, LLC, GUGGENHEIM CAPITAL LLC, UBS Group AG, ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., Advisors Asset Management, Inc., and TRANSCEND CAPITAL ADVISORS, LLC.
This page lists
54
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
48
Q3 2022 holders
54
Holder diff
6
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.