NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 2,396,239
- Share change
- -45,326
- Total reported value
- $44,079,453
- Price per share
- $18.58
- Number of holders
- 28
- Value change
- -$771,008
- Number of buys
- 16
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.7%
|
512,288
|
$9,308,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
2.2%
|
413,442
|
$7,512,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
234,787
|
$4,266,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
197,908
|
$3,596,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.9%
|
168,786
|
$3,066,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
0.9%
|
168,360
|
$3,059,000 | — | 31 Dec 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.89%
|
167,315
|
$3,040,000 | — | 31 Dec 2014 | |
| ArchPoint Investors |
13F
|
Company |
0.69%
|
128,981
|
$2,344,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.31%
|
58,757
|
$1,068,000 | — | 31 Dec 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.25%
|
47,631
|
$865,000 | — | 31 Dec 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
0.25%
|
46,065
|
$838,000 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.2%
|
37,550
|
$695,051 | — | 31 Dec 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
35,188
|
$639,000 | — | 31 Dec 2014 | |
| USCA RIA LLC |
13F
|
Company |
0.12%
|
23,000
|
$418,000 | — | 31 Dec 2014 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.12%
|
22,687
|
$412,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
20,462
|
$372,000 | — | 31 Dec 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.11%
|
20,232
|
$368,000 | — | 31 Dec 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.09%
|
16,384
|
$298,000 | — | 31 Dec 2014 | |
| ASPIRIANT, LLC |
13F
|
Company |
0.08%
|
15,750
|
$286,000 | — | 31 Dec 2014 | |
| Liberty Street Advisors, Inc. |
13F
|
Company |
0.08%
|
14,861
|
$270,000 | — | 31 Dec 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
14,370
|
$261,000 | — | 31 Dec 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.08%
|
14,300
|
$260,000 | — | 31 Dec 2014 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
12,667
|
$230,000 | — | 31 Dec 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.05%
|
10,262
|
$186,469 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,100
|
$129,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,070
|
$92,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 31 Dec 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0%
|
560
|
$10,000 | — | 31 Dec 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.12%
|
23,166
|
$4,209 | — | 31 Dec 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
234
|
$4,000 | — | 31 Dec 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$4,000 | — | 31 Dec 2014 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q1 2015
As of 31 Mar 2015,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,396,239 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, UBS Group AG, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Botty Investors LLC, Liberty Street Advisors, Inc., and Cetera Advisors LLC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
31
Q1 2015 holders
28
Holder diff
-3
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.