NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 5,217,304
- Share change
- -281,066
- Total reported value
- $113,673,000
- Price per share
- $21.78
- Number of holders
- 55
- Value change
- -$6,144,204
- Number of buys
- 28
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6%
|
1,133,688
|
$24,828,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.7%
|
886,921
|
$19,423,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.2%
|
596,254
|
$13,058,000 | — | 30 Sep 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
1.9%
|
365,398
|
$8,002,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
228,636
|
$5,007,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
199,665
|
$4,373,000 | — | 30 Sep 2021 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.99%
|
185,459
|
$3,902,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.85%
|
158,854
|
$3,479,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.77%
|
144,014
|
$3,154,000 | — | 30 Sep 2021 | |
| XML Financial, LLC |
13F
|
Company |
0.73%
|
137,625
|
$3,014,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.61%
|
114,498
|
$2,508,000 | — | 30 Sep 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.49%
|
92,110
|
$2,017,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.49%
|
91,866
|
$2,012,000 | — | 30 Sep 2021 | |
| BRANDYWINE OAK PRIVATE WEALTH LLC |
13F
|
Company |
0.49%
|
91,121
|
$1,995,000 | — | 30 Sep 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.48%
|
89,220
|
$1,954,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.42%
|
78,996
|
$1,730,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.37%
|
69,311
|
$1,518,000 | — | 30 Sep 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.35%
|
66,609
|
$1,459,000 | — | 30 Sep 2021 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.35%
|
66,146
|
$1,449,000 | — | 30 Sep 2021 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.35%
|
65,763
|
$1,440,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.3%
|
56,989
|
$1,248,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
48,816
|
$1,069,000 | — | 30 Sep 2021 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.25%
|
46,877
|
$1,013,000 | — | 30 Sep 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.23%
|
42,330
|
$927,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.22%
|
41,756
|
$891,000 | — | 30 Sep 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$821,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.19%
|
35,938
|
$787,000 | — | 30 Sep 2021 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.16%
|
30,924
|
$677,000 | — | 30 Sep 2021 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.15%
|
27,759
|
$608,000 | — | 30 Sep 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.12%
|
21,884
|
$479,000 | — | 30 Sep 2021 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.11%
|
20,580
|
$451,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.1%
|
18,600
|
$407,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
17,335
|
$379,000 | — | 30 Sep 2021 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.09%
|
17,023
|
$373,000 | — | 30 Sep 2021 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.07%
|
13,587
|
$298,000 | — | 30 Sep 2021 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,479
|
$273,296 | — | 30 Sep 2021 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.07%
|
12,300
|
$269,000 | — | 30 Sep 2021 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.05%
|
9,727
|
$213,000 | — | 30 Sep 2021 | |
| Yie-Hsin Hung |
3/4/5
|
Director |
—
class O/S missing
|
12,000
|
$199,999 | — | 21 May 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
4,897
|
$107,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.03%
|
4,720
|
$103,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,925
|
$64,000 | — | 30 Sep 2021 | |
| Syverson Strege & Co |
13F
|
Company |
0.01%
|
2,399
|
$53,000 | — | 30 Sep 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,284
|
$28,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Sep 2021 | |
| Laurel Wealth Planning LLC |
13F
|
Company |
0%
|
853
|
$19,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
489
|
$10,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
400
|
$9,000 | — | 30 Sep 2021 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
97
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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