NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 5,217,304
- Share change
- -281,066
- Total reported value
- $113,673,000
- Price per share
- $21.78
- Number of holders
- 55
- Value change
- -$6,144,204
- Number of buys
- 28
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6%
|
1,133,688
|
$24,828,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.7%
|
886,921
|
$19,423,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.2%
|
596,254
|
$13,058,000 | — | 30 Sep 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
1.9%
|
365,398
|
$8,002,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
228,636
|
$5,007,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
199,665
|
$4,373,000 | — | 30 Sep 2021 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.99%
|
185,459
|
$3,902,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.85%
|
158,854
|
$3,479,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.77%
|
144,014
|
$3,154,000 | — | 30 Sep 2021 | |
| XML Financial, LLC |
13F
|
Company |
0.73%
|
137,625
|
$3,014,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.61%
|
114,498
|
$2,508,000 | — | 30 Sep 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.49%
|
92,110
|
$2,017,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.49%
|
91,866
|
$2,012,000 | — | 30 Sep 2021 | |
| BRANDYWINE OAK PRIVATE WEALTH LLC |
13F
|
Company |
0.49%
|
91,121
|
$1,995,000 | — | 30 Sep 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.48%
|
89,220
|
$1,954,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.42%
|
78,996
|
$1,730,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.37%
|
69,311
|
$1,518,000 | — | 30 Sep 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.35%
|
66,609
|
$1,459,000 | — | 30 Sep 2021 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.35%
|
66,146
|
$1,449,000 | — | 30 Sep 2021 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.35%
|
65,763
|
$1,440,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.3%
|
56,989
|
$1,248,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
48,816
|
$1,069,000 | — | 30 Sep 2021 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.25%
|
46,877
|
$1,013,000 | — | 30 Sep 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.23%
|
42,330
|
$927,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.22%
|
41,756
|
$891,000 | — | 30 Sep 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$821,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.19%
|
35,938
|
$787,000 | — | 30 Sep 2021 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.16%
|
30,924
|
$677,000 | — | 30 Sep 2021 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.15%
|
27,759
|
$608,000 | — | 30 Sep 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.12%
|
21,884
|
$479,000 | — | 30 Sep 2021 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.11%
|
20,580
|
$451,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.1%
|
18,600
|
$407,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
17,335
|
$379,000 | — | 30 Sep 2021 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.09%
|
17,023
|
$373,000 | — | 30 Sep 2021 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.07%
|
13,587
|
$298,000 | — | 30 Sep 2021 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,479
|
$273,296 | — | 30 Sep 2021 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.07%
|
12,300
|
$269,000 | — | 30 Sep 2021 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.05%
|
9,727
|
$213,000 | — | 30 Sep 2021 | |
| Yie-Hsin Hung |
3/4/5
|
Director |
—
class O/S missing
|
12,000
|
$199,999 | — | 21 May 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
4,897
|
$107,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.03%
|
4,720
|
$103,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,925
|
$64,000 | — | 30 Sep 2021 | |
| Syverson Strege & Co |
13F
|
Company |
0.01%
|
2,399
|
$53,000 | — | 30 Sep 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,284
|
$28,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Sep 2021 | |
| Laurel Wealth Planning LLC |
13F
|
Company |
0%
|
853
|
$19,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
489
|
$10,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
400
|
$9,000 | — | 30 Sep 2021 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
97
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2021
As of 31 Dec 2021,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,217,304 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, UBS Group AG, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, TRANSCEND WEALTH COLLECTIVE, LLC, Raymond James Financial Services Advisors, Inc., XML Financial, LLC, and VAN ECK ASSOCIATES CORP.
This page lists
55
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
48
Q4 2021 holders
55
Holder diff
7
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.