NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 4,476,571
- Share change
- -43,249
- Total reported value
- $92,723,648
- Price per share
- $20.71
- Number of holders
- 40
- Value change
- -$881,272
- Number of buys
- 18
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.3%
|
989,073
|
$20,147,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.9%
|
927,673
|
$18,896,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.2%
|
596,823
|
$12,157,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.1%
|
392,116
|
$7,987,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.3%
|
242,242
|
$4,934,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.87%
|
164,311
|
$3,347,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.87%
|
163,124
|
$3,323,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.55%
|
103,197
|
$2,102,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.47%
|
87,400
|
$1,780,000 | — | 30 Jun 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.37%
|
70,367
|
$1,433,000 | — | 30 Jun 2020 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.33%
|
61,121
|
$1,265,000 | — | 30 Jun 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.31%
|
58,990
|
$1,202,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.28%
|
53,381
|
$1,087,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
49,551
|
$1,009,000 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.24%
|
45,652
|
$930,000 | — | 30 Jun 2020 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.24%
|
44,196
|
$900,000 | — | 30 Jun 2020 | |
| USCA RIA LLC |
13F
|
Company |
0.22%
|
40,679
|
$829,000 | — | 30 Jun 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.21%
|
38,883
|
$792,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.16%
|
29,819
|
$607,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.16%
|
29,127
|
$593,000 | — | 30 Jun 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
0.15%
|
28,099
|
$572,000 | — | 30 Jun 2020 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.14%
|
26,075
|
$531,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
25,898
|
$528,000 | — | 30 Jun 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.14%
|
25,700
|
$524,000 | — | 30 Jun 2020 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.11%
|
20,766
|
$423,000 | — | 30 Jun 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.1%
|
18,987
|
$387,000 | — | 30 Jun 2020 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.1%
|
18,276
|
$372,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.09%
|
17,200
|
$350,000 | — | 30 Jun 2020 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.09%
|
16,294
|
$332,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
15,482
|
$315,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.07%
|
13,207
|
$269,000 | — | 30 Jun 2020 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,825
|
$261,249 | — | 30 Jun 2020 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.06%
|
10,365
|
$211,000 | — | 30 Jun 2020 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0.05%
|
9,556
|
$195,000 | — | 30 Jun 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.05%
|
9,158
|
$186,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.04%
|
7,725
|
$157,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,650
|
$135,000 | — | 30 Jun 2020 | |
| 1776 Wealth LLC |
13F
|
Company |
0.03%
|
5,200
|
$105,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
900
|
$18,000 | — | 30 Jun 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
268
|
$5,000 | — | 30 Jun 2020 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2020
As of 30 Sep 2020,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,476,571 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, UBS Group AG, Raymond James Financial Services Advisors, Inc., ADVISOR GROUP HOLDINGS, INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and VAN ECK ASSOCIATES CORP.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
40
Q3 2020 holders
40
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.