NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 4,236,196
- Share change
- +172,144
- Total reported value
- $82,684,101
- Price per share
- $19.52
- Number of holders
- 45
- Value change
- +$3,356,177
- Number of buys
- 20
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5%
|
942,048
|
$18,502,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
650,295
|
$12,773,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
523,320
|
$10,278,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
232,521
|
$4,567,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
225,985
|
$4,438,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1%
|
193,774
|
$3,806,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.91%
|
170,952
|
$3,357,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
163,227
|
$3,206,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.8%
|
151,101
|
$2,968,000 | — | 30 Sep 2018 | |
| USCA RIA LLC |
13F
|
Company |
0.52%
|
97,633
|
$1,918,000 | — | 30 Sep 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.47%
|
87,868
|
$1,726,000 | — | 30 Sep 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.47%
|
87,360
|
$1,716,000 | — | 30 Sep 2018 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.34%
|
64,298
|
$1,263,000 | — | 30 Sep 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.31%
|
58,641
|
$1,152,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.28%
|
52,667
|
$1,035,000 | — | 30 Sep 2018 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$737,000 | — | 30 Sep 2018 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.19%
|
35,950
|
$691,000 | — | 30 Sep 2018 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0.15%
|
28,921
|
$568,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.14%
|
26,201
|
$515,000 | — | 30 Sep 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.13%
|
24,000
|
$471,000 | — | 30 Sep 2018 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
20,597
|
$404,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
16,682
|
$326,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.09%
|
16,219
|
$319,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
15,286
|
$300,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
14,753
|
$290,000 | — | 30 Sep 2018 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.08%
|
14,623
|
$283,000 | — | 30 Sep 2018 | |
| DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC |
13F
|
Company |
0.07%
|
14,005
|
$275,000 | — | 30 Sep 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.07%
|
13,256
|
$259,000 | — | 30 Sep 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
12,200
|
$240,000 | — | 30 Sep 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
0.06%
|
12,170
|
$239,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
12,052
|
$236,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.06%
|
11,435
|
$225,000 | — | 30 Sep 2018 | |
| Na Bokf |
13F
|
Individual |
0.05%
|
10,000
|
$196,000 | — | 30 Sep 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
6,935
|
$136,000 | — | 30 Sep 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,650
|
$131,000 | — | 30 Sep 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
4,463
|
$88,000 | — | 30 Sep 2018 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
2,460
|
$48,000 | — | 30 Sep 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$35,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2018 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2018 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2018 | |
| Avestar Capital, LLC |
13F
|
Company |
0%
|
828
|
$16,000 | — | 30 Sep 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0%
|
376
|
$7,000 | — | 30 Sep 2018 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2018
As of 31 Dec 2018,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,236,196 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, UBS Group AG, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Invesco Ltd., Raymond James Financial Services Advisors, Inc., GUGGENHEIM CAPITAL LLC, and USCA RIA LLC.
This page lists
45
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
43
Q4 2018 holders
45
Holder diff
2
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.