NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 4,190,843
- Share change
- -49,529
- Total reported value
- $87,497,827
- Price per share
- $20.88
- Number of holders
- 43
- Value change
- -$1,019,167
- Number of buys
- 22
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.2%
|
975,330
|
$19,819,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
4.1%
|
770,526
|
$15,657,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
518,464
|
$10,535,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
250,465
|
$5,089,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
226,331
|
$4,599,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
1%
|
196,994
|
$4,003,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1%
|
194,326
|
$3,949,000 | — | 31 Mar 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.81%
|
152,327
|
$3,095,000 | — | 31 Mar 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.53%
|
99,077
|
$2,013,000 | — | 31 Mar 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.51%
|
95,503
|
$1,941,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.48%
|
90,586
|
$1,841,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.44%
|
82,727
|
$1,681,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
70,631
|
$1,435,000 | — | 31 Mar 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.35%
|
65,640
|
$1,334,000 | — | 31 Mar 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.24%
|
45,475
|
$924,000 | — | 31 Mar 2019 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.22%
|
40,750
|
$830,000 | — | 31 Mar 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.21%
|
39,289
|
$798,000 | — | 31 Mar 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$762,000 | — | 31 Mar 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.13%
|
24,969
|
$506,000 | — | 31 Mar 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.13%
|
24,000
|
$488,000 | — | 31 Mar 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
20,597
|
$419,000 | — | 31 Mar 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.1%
|
19,173
|
$390,000 | — | 31 Mar 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.1%
|
19,128
|
$389,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
16,472
|
$334,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
15,699
|
$319,000 | — | 31 Mar 2019 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.08%
|
15,623
|
$317,000 | — | 31 Mar 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
14,561
|
$296,000 | — | 31 Mar 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.07%
|
14,005
|
$284,000 | — | 31 Mar 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.07%
|
12,625
|
$257,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
12,588
|
$255,000 | — | 31 Mar 2019 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.06%
|
12,173
|
$247,358 | — | 31 Mar 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.06%
|
11,580
|
$235,000 | — | 31 Mar 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.06%
|
11,013
|
$224,000 | — | 31 Mar 2019 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
0.05%
|
10,000
|
$203,000 | — | 31 Mar 2019 | |
| Na Bokf |
13F
|
Individual |
0.05%
|
10,000
|
$203,000 | — | 31 Mar 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,650
|
$135,000 | — | 31 Mar 2019 | |
| Financial Architects, Inc |
13F
|
Company |
0.02%
|
4,468
|
$91,000 | — | 31 Mar 2019 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.02%
|
3,250
|
$66,000 | — | 31 Mar 2019 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
2,460
|
$50,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,175
|
$44,000 | — | 31 Mar 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$37,000 | — | 31 Mar 2019 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 31 Mar 2019 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 31 Mar 2019 | |
| Avestar Capital, LLC |
13F
|
Company |
0%
|
828
|
$16,000 | — | 31 Mar 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
594
|
$12,000 | — | 31 Mar 2019 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q2 2019
As of 30 Jun 2019,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,190,843 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., UBS Group AG, Invesco Ltd., USCA RIA LLC, and GUGGENHEIM CAPITAL LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
45
Q2 2019 holders
43
Holder diff
-2
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.