NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,563,039
- Share change
- +184,605
- Total reported value
- $65,216,000
- Price per share
- $18.30
- Number of holders
- 36
- Value change
- +$3,328,707
- Number of buys
- 18
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.1%
|
764,283
|
$15,546,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.5%
|
463,748
|
$9,433,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2.2%
|
420,360
|
$8,550,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
397,111
|
$8,077,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
266,194
|
$5,414,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
198,238
|
$4,032,000 | — | 30 Sep 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.87%
|
162,475
|
$3,305,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.85%
|
160,501
|
$3,265,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.7%
|
130,635
|
$2,657,000 | — | 30 Sep 2016 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.42%
|
78,467
|
$1,596,000 | — | 30 Sep 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.31%
|
58,244
|
$1,185,000 | — | 30 Sep 2016 | |
| ArchPoint Investors |
13F
|
Company |
0.21%
|
38,583
|
$785,000 | — | 30 Sep 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.18%
|
34,220
|
$696,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.16%
|
30,506
|
$617,000 | — | 30 Sep 2016 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.14%
|
25,850
|
$526,000 | — | 30 Sep 2016 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$392,000 | — | 30 Sep 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
19,115
|
$388,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.1%
|
18,139
|
$369,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.09%
|
17,000
|
$346,000 | — | 30 Sep 2016 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0.08%
|
14,733
|
$300,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
12,807
|
$262,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
11,377
|
$231,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
10,516
|
$214,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
8,133
|
$165,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.03%
|
5,212
|
$106,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,259
|
$86,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
4,163
|
$85,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
3,000
|
$61,000 | — | 30 Sep 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$37,000 | — | 30 Sep 2016 | |
| Integrated Wealth Management |
13F
|
Company |
0.01%
|
1,400
|
$28,000 | — | 30 Sep 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
667
|
$14,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$9,000 | — | 30 Sep 2016 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2016
As of 31 Dec 2016,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,563,039 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., UBS Group AG, ROBINSON CAPITAL MANAGEMENT, LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, and VAN ECK ASSOCIATES CORP.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
32
Q4 2016 holders
36
Holder diff
4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.