NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 2,054,568
- Share change
- +85,618
- Total reported value
- $36,165,116
- Price per share
- $17.85
- Number of holders
- 27
- Value change
- +$1,549,277
- Number of buys
- 15
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.1%
|
393,370
|
$7,018,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
378,777
|
$6,758,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.93%
|
174,498
|
$3,113,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.82%
|
153,967
|
$2,746,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.81%
|
152,757
|
$2,725,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.71%
|
132,546
|
$2,365,000 | — | 30 Jun 2014 | |
| ArchPoint Investors |
13F
|
Company |
0.65%
|
122,581
|
$2,187,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.54%
|
102,169
|
$1,823,000 | — | 30 Jun 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
0.35%
|
65,448
|
$1,165,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.3%
|
56,627
|
$1,010,000 | — | 30 Jun 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
36,276
|
$647,000 | — | 30 Jun 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0.12%
|
23,386
|
$398,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
21,511
|
$384,000 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.11%
|
21,200
|
$378,000 | — | 30 Jun 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.11%
|
20,800
|
$371,000 | — | 30 Jun 2014 | |
| ACG Wealth |
13F
|
Company |
0.11%
|
20,421
|
$364,000 | — | 30 Jun 2014 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.11%
|
20,254
|
$361,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
15,384
|
$274,000 | — | 30 Jun 2014 | |
| RONALD BLUE & CO LLC |
13F
|
Company |
0.06%
|
11,000
|
$196,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
8,300
|
$148,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,028
|
$90,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
2,349
|
$41,000 | — | 30 Jun 2014 | |
| MYCIO WEALTH PARTNERS, LLC |
13F
|
Company |
0.01%
|
1,425
|
$25,000 | — | 30 Jun 2014 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 30 Jun 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0%
|
560
|
$9,000 | — | 30 Jun 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.15%
|
28,550
|
$5,093 | — | 30 Jun 2014 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2014
As of 30 Sep 2014,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,054,568 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., UBS AG, Botty Investors LLC, Commonwealth Equity Services, Inc, and Cetera Advisors LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
27
Q3 2014 holders
27
Holder diff
0
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.